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A-01-12 FINMA-AO Financial Market Audit Ordinance
Status as of 1 Jan 2015 Federal Council
A-02-10 Ordonnance sur la monnaie
Status as of 1 Jan 2019 Former version Federal Council Currency
A-02-10 Ordonnance sur la monnaie
Status as of 1 Mar 2021 Federal Council Currency
A-02-21 Tarif pour les monnaies mises hors cours
Status as of 1 Jan 2007 Federal Department of Finance Currency
A-03-10 BO Ordinance on Banks and Savings Banks
Status as of 1 Jan 2020 Former version Federal Council
A-03-10 OB Ordonnance sur les banques et les caisses d'épargne
Status as of 1 Aug 2021 Former version Federal Council
A-03-10 BO Ordinance on Banks and Savings Banks
Status as of 23 Jan 2023 Federal Council
A-03-10 OB Ordonnance sur les banques et les caisses d'épargne
Status as of 1 Jan 2025 Future version Federal Council
A-03-10 BO Ordinance on Banks and Savings Banks
Status as of 1 Apr 2019 Former version Federal Council
A-03-10 OB Ordonnance sur les banques et les caisses d'épargne
Status as of 1 Jan 2023 Former version Federal Council
A-03-12 LiqO Ordinance on the Liquidity of Banks and Investment Firms
Status as of 1 Jul 2021 Former version Federal Council
A-03-12 LiqO Ordinance on the Liquidity of Banks
Status as of 1 Jan 2018 Former version Federal Council
A-03-12 LiqO Ordinance on the Liquidity of Banks and Investment Firms
Status as of 1 Jan 2020 Former version Federal Council
A-03-12 LiqO Ordinance on the Liquidity of Banks and Investment Firms
Status as of 1 Jul 2022 Former version Federal Council
A-03-12 LiqO Ordinance on the Liquidity of Banks and Securities Firms
Status as of 1 Jan 2025 Future version Federal Council
A-04-01 FinIA Federal Act on Financial Institutions
Status as of 1 Feb 2021 Former version
A-04-01 FinIA Federal Act on Financial Institutions
Status as of 1 Jan 2020 Former version
A-04-01 FinIA Federal Act on Financial Institutions
Status as of 18 Feb 2020 Former version
A-04-01 FinIA Federal Act on Financial Institutions
Status as of 1 Aug 2021 Former version
A-04-10 FinIO Ordinance on Financial Institutions
Status as of 23 Jan 2023 Former version Federal Council
A-04-10 FinIO Ordinance on Financial Institutions
Status as of 1 Jan 2020 Former version Federal Council
A-04-10 FinIO Ordinance on Financial Institutions
Status as of 1 Aug 2021 Former version Federal Council
A-04-10 FinIO Ordinance on Financial Institutions
Status as of 26 Aug 2022 Former version Federal Council
A-04-10 OEFIN Ordonnance sur les établissements financiers
Status as of 1 Jan 2025 Future version Federal Council
A-08-10 OSRev Ordonnance sur l'agrément et la surveillance des réviseurs
Status as of 1 Jul 2021 Former version Federal Council
A-08-10 AOO Ordinance on the Licensing and Oversight of Auditors
Status as of 1 Jan 2023 Former version Federal Council
A-08-10 OSRev Ordonnance sur l'agrément et la surveillance des réviseurs
Status as of 1 Aug 2021 Former version Federal Council
A-08-10 OSRev Ordonnance sur l'agrément et la surveillance des réviseurs
Status as of 1 Jan 2019 Former version Federal Council
A-08-10 OSRev Ordonnance sur l'agrément et la surveillance des réviseurs
Status as of 1 Jan 2020 Former version Federal Council
A-09-01a Rapport explicatif
Status as of 19 Mar 2023 Federal Department of Finance Too big to fail
A-21-10 FinSO Ordinance on Financial Services
Status as of 1 Aug 2021 Former version Federal Council Financial services
A-21-10 FINSO Ordinance on Financial Services
Status as of 1 Jan 2020 Former version Federal Council Financial services
A-24-01 LLG Loi sur l'émission de lettres de gage
Status as of 1 Jan 2015 Former version
A-24-10 OLG Ordonnance sur l'émission de lettres de gage
Status as of 1 Jan 2025 Future version Federal Council
A-24-10 OLG Ordonnance sur l'émission de lettres de gage
Status as of 1 Jan 2015 Former version Federal Council
A-25-12 Ordonnance du DFJP sur le taux d'intérêt maximal pour les crédits à la consommation
Status as of 1 Jan 2021 Former version Federal Department of Justice and Police Credit
A-25-12 Ordonnance du DFJP sur le taux d'intérêt maximal pour les crédits à la consommation
Status as of 1 May 2023 Former version Federal Department of Justice and Police Credit
A-25-12 Ordonnance du DFJP sur le taux d'intérêt maximal pour les crédits à la consommation
Status as of 1 Jan 2019 Former version Federal Department of Justice and Police Credit
A-25-12 Ordonnance du DFJP sur le taux d'intérêt maximal pour les crédits à la consommation
Status as of 1 Jan 2022 Former version Federal Department of Justice and Police Credit
A-25-12 Ordonnance du DFJP sur le taux d'intérêt maximal pour les crédits à la consommation
Status as of 1 Jan 2020 Former version Federal Department of Justice and Police Credit
A-34-10 DPO Ordinance to the Federal Act on Data Protection
Status as of 16 Oct 2012 Former version Federal Council Data protection
A-34-10 DPO Ordinance on Data Protection
Status as of 1 Sep 2023 Former version Federal Council Data protection
A-51-01 LFid Legge sull'esercizio delle professioni di fiduciario
Status as of 1 Mar 2014 Former version Tessin
B-01-05 FINMA Communication Policy
Status as of 25 Sep 2014 FINMA FINMA
B-13-03 FINMA Circ. 13/3 Circular 2013/3: Auditing
Status as of 1 Jan 2021 Former version FINMA
B-13-03 FINMA Circ. 13/3 Circular 2013/3: Auditing
Status as of 1 Jan 2020 Former version FINMA
B-13-03 FINMA Circ. 13/3 Circular 2013/3: Auditing
Status as of 1 Jul 2019 Former version FINMA
C-03-01 Terms of Business of the Swiss National Bank
Status as of 1 Jan 2019 Former version Swiss National Bank Swiss National Bank
C-03-08 Swiss National Bank Code of Conduct
Status as of 1 Oct 2015 Former version Swiss National Bank Swiss National Bank
C-05-01 R-TOB Regulations of the Takeover Board
Status as of 1 Jan 2016 Swiss Takeover Board Takeovers
C-09-15 D-04/2013 Directives D-04/2013 : Examen et rapport de l'organe de révision
Status as of 1 Apr 2018 Former version Occupational Pension Supervisory Commission Occupational pension funds
C-09-22 D-01/2016 Directive D-01/2016 : Requirements for Investment Foundations
Status as of 1 Sep 2016 Former version Occupational Pension Supervisory Commission Occupational pension funds
C-21-01 Supervision Contract
Status as of 9 Nov 2020 Former version Organisme de surveillance des instituts financiers
C-21-01 Supervision Contract
Status as of 28 Jun 2021 Organisme de surveillance des instituts financiers
C-22-01 Concept de surveillance d'OSFIN Organisation de surveillance financière
Status as of 25 May 2020 Organisation de surveillance financière
C-22-02 Agreement Governing the Examination of the Conditions for Subjection to Supervision
Status as of 4 May 2020 Former version Organisation de surveillance financière
C-22-02 Contrat d'examen des conditions d'assujettissement
Status as of 1 Jul 2021 Organisation de surveillance financière
C-22-02 Contrat d'examen des conditions d'assujettissement
Status as of 31 Dec 2020 Former version Organisation de surveillance financière
C-23-02 Contrat d'analyse de la demande d'assujettissement entre SO-FIT et le candidat à l'assujettissement
Status as of 1 Oct 2020 Supervisory Organisation for Financial Intermediaries & Trustees
C-23-03 Contrat d'assujettissement à SO-FIT entre SO-FIT et l'assujetti
Status as of 1 Oct 2020 Supervisory Organisation for Financial Intermediaries & Trustees
C-25-04 Wegleitung Anforderungen an AO-Anschlussgesuche bei der AOOS
Status as of 9 Apr 2021 Former version AOOS Société anonyme suisse de surveillance
C-25-04 Guide pour l'affiliation à l'OS d'AOOS
Status as of 9 Feb 2022 AOOS Société anonyme suisse de surveillance
C-25-04 Guide pour l'affiliation à l'OS d'AOOS
Status as of 27 Apr 2021 Former version AOOS Société anonyme suisse de surveillance
C-25-04 Guide pour l'affiliation à l'OS d'AOOS
Status as of 25 Aug 2021 Former version AOOS Société anonyme suisse de surveillance
C-42-01 General Terms and Conditions of the Client Advisor Register Kept by ARIF
Status as of 17 Oct 2020 Former version Association romande des intermédiaires financiers
C-42-01 General Terms and Conditions of the Client Advisor Register Kept by ARIF
Status as of 29 Sep 2020 Former version Association romande des intermédiaires financiers
C-42-01 General Terms and Conditions of the Client Advisor Register Kept by ARIF
Status as of 26 Jul 2021 Association romande des intermédiaires financiers
C-42-02 Document d'information sur la preuve des connaissances
Status as of 15 Nov 2021 Former version Association romande des intermédiaires financiers
C-42-02 Information Document on Proof of Knowledge
Status as of 14 Sep 2020 Former version Association romande des intermédiaires financiers
C-42-02 Information Document on Proof of Knowledge
Status as of 31 Jan 2022 Association romande des intermédiaires financiers
C-42-02 Information Document on Proof of Knowledge
Status as of 27 Oct 2020 Former version Association romande des intermédiaires financiers
C-43-01 Règlement d'enregistrement de PolyReg Services Sàrl
Status as of 21 Oct 2020 Former version PolyReg Services Ltd
C-61-01 Criteria for Coherence and Understandability
Status as of 1 Jun 2020 SIX Exchange Regulation Ltd Prospectus
C-61-03 List of Generally Recognised Accounting Standards
Status as of 1 Apr 2023 SIX Exchange Regulation Ltd Prospectus
C-61-03 List of Generally Recognised Accounting Standards
Status as of 1 Jun 2020 Former version SIX Exchange Regulation Ltd Prospectus
C-61-04 List of Countries
Status as of 1 Jun 2020 SIX Exchange Regulation Ltd Prospectus
C-61-05 List of Recognised Foreign Trading Venues
Status as of 1 Jun 2020 SIX Exchange Regulation Ltd Prospectus
C-61-07 Supplements on Facts Not Subject to Approval
Status as of 1 Jun 2020 SIX Exchange Regulation Ltd Prospectus
C-62-01 Rules of the Prospectus Review Office of BX Swiss AG
Status as of 1 Jun 2020 Former version BX Swiss Ltd Prospectus
D-01-01 Guidelines for the Management of Country Risk
Status as of 31 Dec 1997 Swiss Bankers Association (SBA) Risk management
D-01-02 Directive relative aux Notes de débiteurs étrangers
Status as of 1 Sep 2001 Abrogated act Swiss Bankers Association (SBA) Prospectus
D-01-03 Allocation Directives for the New Issues Market
Status as of 1 Sep 2023 Swiss Bankers Association (SBA) Securities trading
D-01-05 Directives on the Independence of Financial Research
Status as of 1 Feb 2018 Swiss Bankers Association (SBA)
D-01-07 Recommendations for Business Continuity Management (BCM)
Status as of 1 Oct 2013 Abrogated act Swiss Bankers Association (SBA)
D-01-11 Directives relatives aux exigences minimales pour les financements hypothécaires
Status as of 1 Sep 2014 Former version Swiss Bankers Association (SBA)
D-01-14 Guidelines on Informing Investors about Structured Products
Status as of 1 Mar 2015 Abrogated act Swiss Bankers Association (SBA), Swiss Structured Products Association Investor disclosures Structured products
D-01-18 Directives on Fiduciary Investments
Status as of 1 Jan 2017 Swiss Bankers Association (SBA)
D-01-19 Portfolio Management Guidelines
Status as of 1 Mar 2017 Former version Swiss Bankers Association (SBA) Wealth management
D-01-19 Portfolio Management Guidelines
Status as of 1 Jan 2022 Swiss Bankers Association (SBA) Wealth management
D-01-20b Règlement de procédure par devant la Commission de surveillance CDB
Status as of 1 May 2019 Swiss Bankers Association (SBA)
D-01-20c Règlement d'enquête CDB
Status as of 1 Jan 2020 Swiss Bankers Association (SBA)
D-02-02 Recommandations de l'ASB et de la COPMA relatives à la gestion du patrimoine conformément au droit de la protection des mineurs et des adultes
Status as of 24 Jul 2013 Former version Conférence en matière de protection des mineurs et des adultes, Swiss Bankers Association (SBA)
D-02-02 Recommandations de l'ASB et de la COPMA relatives à la gestion du patrimoine conformément au droit de la protection de l'enfant et de l'adulte
Status as of 1 Jan 2024 Conférence en matière de protection des mineurs et des adultes, Swiss Bankers Association (SBA) Wealth management
D-02-03 Opérations de financement pour des personnes sous curatelle : une recommandation de l'ASB et de la Conférence en matière de protection des mineurs et des adultes (COPMA)
Status as of 1 Nov 2015 Conférence en matière de protection des mineurs et des adultes, Swiss Bankers Association (SBA)
D-02-06 Risks Involved in Trading Financial Instruments
Status as of 1 Nov 2019 Former version Swiss Bankers Association (SBA) Investor disclosures Financial services
D-02-07 Recommandation "Obligation de collaborer selon l'art. 448 CC" : Demande de renseignements d'une APEA auprès d'une banque
Status as of 1 Dec 2019 Conférence en matière de protection des mineurs et des adultes, Swiss Bankers Association (SBA)
D-02-08 Cloud Guidelines : A Guide to Secure Cloud Banking
Status as of 1 Mar 2019 Former version Swiss Bankers Association (SBA) Digital finance
D-02-10 Lignes directrices pour le traitement des crédits COVID-19
Status as of 29 Jul 2021 Former version Swiss Bankers Association (SBA) COVID-19 Credit
D-02-10 Lignes directrices pour le traitement des crédits COVID-19
Status as of 12 Feb 2021 Former version Swiss Bankers Association (SBA) COVID-19 Credit
D-02-10 Lignes directrices pour le traitement des crédits COVID-19
Status as of 9 Sep 2020 Former version Swiss Bankers Association (SBA) COVID-19 Credit
D-02-12 Handling Data in Day-to-day Business: SBA Guidelines
Status as of 1 May 2021 Swiss Bankers Association (SBA)
D-07-01 Code of Conduct of the Swiss Funds & Asset Management Association SFAMA
Status as of 1 Jan 2015 Former version Swiss Funds & Asset Management Association Collective investment schemes
D-07-10 Guidelines on the Distribution of Collective Investment Schemes
Status as of 1 Jul 2014 Abrogated act Swiss Funds & Asset Management Association Collective investment schemes
D-07-50 Guidelines for Money Market Funds
Status as of 1 Jan 2017 Former version Swiss Funds & Asset Management Association Collective investment schemes
D-07-50 Guidelines for Money Market Funds
Status as of 1 Jan 2022 Asset Management Association Switzerland Collective investment schemes
D-07-60 Guidelines for Real Estate Funds
Status as of 1 Jan 2022 Asset Management Association Switzerland Collective investment schemes
D-07-60 Guidelines for Real Estate Funds
Status as of 1 Dec 2016 Former version Swiss Funds & Asset Management Association Collective investment schemes
D-07-85 Swiss Stewardship Code
Status as of 4 Oct 2023 Asset Management Association Switzerland, Swiss Sustainable Finance Sustainable finance
D-09-02 Guidelines for Institutional Investors Governing the Exercising of Participation Rights in Public Limited Companies
Status as of 21 Jan 2013 Association suisse des institutions de prévoyance, Compenswiss, economiesuisse , Ethos - Swiss Foundation for Sustainable Development, Federation of Industrial and Service Groups in Switzerland, Swiss Bankers Association (SBA)
D-31-01 Self-regulation Rules of the ARIF
Status as of 25 Nov 2015 Former version Association romande des intermédiaires financiers
D-31-01 Self-regulation Rules of the ARIF
Status as of 25 Apr 2023 Association romande des intermédiaires financiers
D-31-02 ARIF Directives 2 to 13
Status as of 25 Jan 2022 Former version Association romande des intermédiaires financiers
D-31-02 ARIF Directives 2 to 13
Status as of 25 Apr 2023 Association romande des intermédiaires financiers
D-31-02 ARIF Directives 2 to 13
Status as of 31 Mar 2021 Former version Association romande des intermédiaires financiers
D-31-02 ARIF Directives 2 to 13
Status as of 28 Jan 2021 Former version Association romande des intermédiaires financiers
D-31-02 ARIF Directives 2 to 13
Status as of 23 Jan 2020 Former version Association romande des intermédiaires financiers
D-31-02 ARIF Directives 2 to 13
Status as of 7 Dec 2017 Former version Association romande des intermédiaires financiers
D-32-01 Règlement de l'organisme d'autorégulation selon la loi sur le blanchiment d'argent (LBA)
Status as of 1 Jan 2023 AOOS Société anonyme suisse de surveillance
D-32-01 Règlement de l'organisme d'autorégulation selon la loi sur le blanchiment d'argent (LBA)
Status as of 27 Oct 2020 Former version AOOS Société anonyme suisse de surveillance
D-33-01 RAR Règlement d'autorégulation OAR/ASSL
Status as of 1 Jan 2016 Former version Selfregulation Organisation of the Association suisse des sociétés de leasing
D-33-01 RAR Règlement d'autorégulation OAR/ASSL
Status as of 1 Apr 2023 Selfregulation Organisation of the Association suisse des sociétés de leasing
D-33-01 RAR Règlement d'autorégulation OAR/ASSL
Status as of 1 Jan 2020 Former version Selfregulation Organisation of the Association suisse des sociétés de leasing
D-33-01a Annexe A au Règlement d'autorégulation OAR/ASSL : Aide-mémoire Indices de blanchiment d'argent dans les affaires de leasing
Status as of 1 Jan 2016 Former version Selfregulation Organisation of the Association suisse des sociétés de leasing
D-33-01a Annexe A au Règlement d'autorégulation OAR/ASSL : Aide-mémoire Indices de blanchiment d'argent dans les affaires de leasing
Status as of 1 Jan 2020 Selfregulation Organisation of the Association suisse des sociétés de leasing
D-33-02 Règlement relatif à la formation LBA des intermédiaires financiers affiliés
Status as of 13 Jan 2016 Selfregulation Organisation of the Association suisse des sociétés de leasing
D-34-01 ROAD Regolamento dell'Organismo di autodisciplina dei fiduciari del Cantone Ticino
Status as of 1 Jan 2020 Organismo di autodisciplina dei fiduciari del Cantone Ticino
D-34-02 NCGP Norme di comportamento nell'ambito della gestione patrimoniale
Status as of 1 Jan 2014 Abrogated act Organismo di autodisciplina dei fiduciari del Cantone Ticino Insurance Money laundering
D-36-01 Règlement de l'OAR-Fiduciaire|Suisse
Status as of 1 Jan 2020 Former version OAR-Fiduciaire/Suisse Money laundering
D-36-01 Règlement de l'OAR-Fiduciaire|Suisse
Status as of 1 Jul 2021 OAR-Fiduciaire/Suisse Money laundering
D-37-01 Règlement de l'Organisme d'autoréglementation de la Fédération suisse des avocats et de la Fédération suisse des notaires
Status as of 1 Jan 2020 Former version Organisme d’autoréglementation de la Fédération suisse des avocats et de la Fédération suisse des notaires Money laundering
D-37-01 Règlement de l'Organisme d'autoréglementation de la Fédération suisse des avocats et de la Fédération suisse des notaires
Status as of 15 Jul 2021 Former version Organisme d’autoréglementation de la Fédération suisse des avocats et de la Fédération suisse des notaires Money laundering
D-37-01 Règlement de l'Organisme d'autoréglementation de la Fédération suisse des avocats et de la Fédération suisse des notaires
Status as of 14 Jan 2022 Former version Organisme d’autoréglementation de la Fédération suisse des avocats et de la Fédération suisse des notaires Money laundering
D-37-01 Règlement de l'Organisme d'autoréglementation de la Fédération suisse des avocats et de la Fédération suisse des notaires
Status as of 1 Apr 2023 Organisme d’autoréglementation de la Fédération suisse des avocats et de la Fédération suisse des notaires Money laundering
D-38-02 SO-FIT Regulation on Framework Rules for Asset Management
Status as of 13 Oct 2020 Abrogated act Supervisory Organisation for Financial Intermediaries & Trustees Wealth management
D-39-01 Regulations of the SRO PolyReg according to Art. 25 AMLA
Status as of 1 Jan 2016 Former version PolyReg General Self-Regulatory Organisation
D-39-01 Règlement de l'OAR PolyReg selon l'art. 25 LBA
Status as of 1 Mar 2023 PolyReg General Self-Regulatory Organisation
D-39-01 Règlement de l'OAR PolyReg selon l'art. 25 LBA
Status as of 1 Jan 2020 Former version PolyReg General Self-Regulatory Organisation
D-39-01 Regulations of the SRO PolyReg according to Art. 25 AMLA
Status as of 1 Apr 2021 Former version PolyReg General Self-Regulatory Organisation
D-39-02 PolyReg General Self-Regulatory Organisation Code of Professional Conduct
Status as of 1 Jan 2014 Abrogated act PolyReg General Self-Regulatory Organisation Wealth management
D-40-01 SRO-Reglement
Status as of 1 Jan 2016 Former version Swiss Association of Investment Companies
D-40-01 SRO-Reglement
Status as of 1 Jan 2020 Swiss Association of Investment Companies
D-42-01 Règlement de l'OAR-G relatif aux obligations des affiliés
Status as of 1 Jan 2018 Abrogated act Organisme d'autorégulation des gérants de patrimoine Wealth management
D-42-01 Règlement de l'OAR-G relatif aux obligations des affiliés
Status as of 1 Jan 2020 Abrogated act Organisme d'autorégulation des gérants de patrimoine Wealth management
D-42-02 Règlement de l'OAR-G relatif aux règles-cadres pour la gestion de fortune
Status as of 7 Nov 2013 Abrogated act Organisme d'autorégulation des gérants de patrimoine Wealth management
D-42-03 Règlement relatif à la révision LBA, aux sanctions, aux contrôles ad-hoc et aux enquêtes particulières
Status as of 8 Jul 2010 Abrogated act Organisme d'autorégulation des gérants de patrimoine
D-42-04 Règlement de l'OAR-G relatif aux réviseurs
Status as of 1 Nov 2017 Abrogated act Organisme d'autorégulation des gérants de patrimoine
D-51-01 Rules of Procedure for the Swiss Banking Ombudsman
Status as of 1 Jul 2013 Former version Swiss Banking Ombudsman Arbitration and mediation
D-51-01 Rules of Procedure for the Swiss Banking Ombudsman
Status as of 1 Jan 2021 Former version Swiss Banking Ombudsman Arbitration and mediation
D-51-03 Organisational Regulations
Status as of 1 Jan 2022 Swiss Banking Ombudsman Arbitration and mediation
D-51-03 Organisational Regulations
Status as of 20 May 2020 Former version Swiss Banking Ombudsman Arbitration and mediation
D-52-01 Organisational Regulations for the OFD
Status as of 1 Jul 2020 Ombudsman Financial Services Providers Arbitration and mediation
D-52-02 Rules of Procedure of the OFD
Status as of 10 Feb 2020 Former version Ombudsman Financial Services Providers Arbitration and mediation
D-52-02 Règlement de procédure de l'OFD
Status as of 1 Jul 2020 Ombudsman Financial Services Providers Arbitration and mediation
D-52-03 Sanction and Arbitration Rules for the OFD
Status as of 1 Jul 2020 Ombudsman Financial Services Providers Arbitration and mediation
D-53-02 FINOS Guidelines for Mediation
Status as of 24 Jun 2020 Finanzombudsstelle Schweiz Arbitration and mediation
D-54-01 Rules of Procedure
Status as of 24 Jun 2020 Ombud Finance Switzerland Arbitration and mediation
D-55-01 Commercial Mediation
Status as of 30 Jul 2020 Former version Financial Services Ombudsman Arbitration and mediation
D-55-01 Commercial Mediation
Status as of 4 Aug 2023 Financial Services Ombudsman Arbitration and mediation
D-55-01 Commercial Mediation
Status as of 23 Jan 2021 Former version Financial Services Ombudsman Arbitration and mediation
D-55-02 Affiliation
Status as of 11 Dec 2020 Former version Financial Services Ombudsman Arbitration and mediation
D-55-02 Affiliation
Status as of 16 Jan 2021 Former version Financial Services Ombudsman Arbitration and mediation
D-55-02 Affiliation
Status as of 8 Sep 2020 Former version Financial Services Ombudsman Arbitration and mediation
D-55-02 Affiliation
Status as of 22 Nov 2020 Former version Financial Services Ombudsman Arbitration and mediation
D-55-02 Affiliation
Status as of 2 Jan 2023 Former version Financial Services Ombudsman Arbitration and mediation
D-55-02 Affiliation
Status as of 30 Sep 2022 Former version Financial Services Ombudsman Arbitration and mediation
D-55-02 Affiliation
Status as of 30 Oct 2020 Former version Financial Services Ombudsman Arbitration and mediation
D-55-02 Affiliation
Status as of 29 Sep 2020 Former version Financial Services Ombudsman Arbitration and mediation
D-55-02 Affiliation
Status as of 16 Sep 2023 Financial Services Ombudsman Arbitration and mediation
D-55-02 Affiliation
Status as of 21 Apr 2022 Former version Financial Services Ombudsman Arbitration and mediation
D-55-02 Affiliation
Status as of 9 Jun 2021 Former version Financial Services Ombudsman Arbitration and mediation
D-55-02 Affiliation
Status as of 30 Jul 2020 Former version Financial Services Ombudsman Arbitration and mediation
D-56-01 Rules of Mediation Procedure for Financial Services Disputes
Status as of 1 Jan 2020 Former version Swiss Chambers' Arbitration Institution Arbitration and mediation
D-58-01 Verfahrensreglement der Unabhängigen Ombudsstelle Schweiz AG
Status as of 17 Jan 2021 Abrogated act Organe de médiation indépendant suisse SA Arbitration and mediation
D-58-02 Anschlussreglement der Unabhängigen Ombudsstelle Schweiz AG
Status as of 17 Jan 2021 Abrogated act Organe de médiation indépendant suisse SA Arbitration and mediation
D-59-01 Verfahrensordnung der Ombudsstelle gemäss Finanzdienstleistungsgesetz (FIDLEG, SR 950.1)
Status as of 1 Jan 2021 Liechtensteinische Schlichtungsstelle im Finanzdienstleistungsbereich Arbitration and mediation
D-60-01 Règlement de l'Office de médiation
Status as of 1 Jan 2022 Ombudsman of Private Insurance and of Suva Insurance
D-60-01 Règlement de l'Office de médiation
Status as of 1 Feb 2018 Former version Ombudsman of Private Insurance and of Suva Insurance
D-71-01 Règles d'organisation et d'éthique professionnelle
Status as of 1 Apr 2018 Former version ExpertSuisse
D-71-01 Règles d'organisation et d'éthique professionnelle
Status as of 25 Sep 2019 Former version ExpertSuisse
D-71-02 Directives sur l'indépendance
Status as of 1 Jan 2018 Former version ExpertSuisse
D-71-02 Directives sur l'indépendance
Status as of 15 Dec 2022 ExpertSuisse
D-72-01 SFAA Code of Ethical Conduct
Status as of 1 Jun 2021 Swiss Financial Analysts Association
D-74-01 Code of Ethics and Business Conduct
Status as of 28 Apr 2008 Swiss Association of Trust Companies Trusts
D-75-01 Règles d'éthique professionnelle du GSCGI
Status as of 1 Jan 2014 Swiss Association of Independent Financial Advisors Wealth management
D-75-02 Règlement d'application des Règles d'éthique professionnelle
Status as of 1 Jan 2014 Swiss Association of Independent Financial Advisors Wealth management
D-76-01 Code de conduite
Status as of 5 Nov 2019 Swiss Insurance Brokers Association Insurance
D-76-02 Standards professionnels pour les courtiers SIBA
Status as of 7 Sep 2020 Swiss Insurance Brokers Association Insurance