Collection
D-01-01
Guidelines for the Management of Country Risk
Status as of 31 Dec 1997 Swiss Bankers Association (SBA) Risk management
D-01-02
Directive relative aux Notes de débiteurs étrangers
Status as of 1 Sep 2001 Abrogated act Swiss Bankers Association (SBA) Prospectus
D-01-03
Directives Governing the Allocation of Equity-related Securities Offered by Way of a Public Offering in Switzerland
Status as of 1 Jan 2005 Former version Swiss Bankers Association (SBA) Securities trading
D-01-03
Allocation Directives for the New Issues Market
Status as of 1 Sep 2023 Swiss Bankers Association (SBA) Securities trading
D-01-04
Traitement de la fausse monnaie, des fausses pièces de monnaie et des faux lingots en métal précieux
Status as of 13 Mar 2007 Swiss Bankers Association (SBA)
D-01-05
Directives on the Independence of Financial Research
Status as of 1 Feb 2018 Swiss Bankers Association (SBA)
D-01-06
Code of Conduct for Securities Dealers Governing Securities Transactions
Status as of 1 Jul 2009 Abrogated act Swiss Bankers Association (SBA) Securities trading
D-01-07
Recommendations for Business Continuity Management (BCM)
Status as of 1 Oct 2013 Abrogated act Swiss Bankers Association (SBA)
D-01-09
Guidelines on the Duty to Keep Documentary Records According to Section 24(3) CISA (Collective Investment Schemes Act)
Status as of 29 Apr 2015 Abrogated act Swiss Bankers Association (SBA)
D-01-10
Convention XIII simplifiant l'encaissement des effets de change et des chèques
Status as of 1 Jul 1984 Swiss Bankers Association (SBA) Payment transactions
D-01-11
Directives relatives aux exigences minimales pour les financements hypothécaires
Status as of 1 Sep 2014 Former version Swiss Bankers Association (SBA)
D-01-11
Directives relatives aux exigences minimales pour les financements hypothécaires
Status as of 1 Jan 2020 Swiss Bankers Association (SBA)
D-01-11
Directives relatives aux exigences minimales pour les financements hypothécaires
Status as of 1 Jan 2025 Future version Swiss Bankers Association (SBA)
D-01-12
Directives concernant l'examen, l'évaluation et le traitement des crédits garantis par gage immobilier
Status as of 1 Jan 2025 Future version Swiss Bankers Association (SBA)
D-01-12
Directives concernant l'examen, l'évaluation et le traitement des crédits garantis par gage immobilier
Status as of 1 Sep 2014 Former version Swiss Bankers Association (SBA) Credit
D-01-12
Directives concernant l'examen, l'évaluation et le traitement des crédits garantis par gage immobilier
Status as of 1 Jan 2020 Swiss Bankers Association (SBA)
D-01-13
Guidelines on the Treatment of Assets Without Contact and Dormant Assets Held at Swiss Banks (Guidelines on Dormant Assets)
Status as of 1 Jul 2022 Swiss Bankers Association (SBA) Dormant assets
D-01-13
Guidelines on the Treatment of Assets Without Contact and Dormant Assets Held at Swiss Banks (Guidelines on Dormant Assets)
Status as of 1 Jan 2015 Former version Swiss Bankers Association (SBA) Dormant assets
D-01-14
Guidelines on Informing Investors about Structured Products
Status as of 1 Mar 2015 Abrogated act Swiss Bankers Association (SBA), Swiss Structured Products Association Investor disclosures Structured products
D-01-18
Directives on Fiduciary Investments
Status as of 1 Jan 2017 Swiss Bankers Association (SBA)
D-01-19
Portfolio Management Guidelines
Status as of 1 Jan 2022 Swiss Bankers Association (SBA) Wealth management
D-01-19
Portfolio Management Guidelines
Status as of 1 Mar 2017 Former version Swiss Bankers Association (SBA) Wealth management
D-01-20
CDB 20
Agreement on the Swiss Banks' Code of Conduct with Regard to the Exercise of Due Diligence
Status as of 1 Jan 2020 Swiss Bankers Association (SBA) Beneficial owner
D-01-20
CDB 16
Agreement on the Swiss Banks' Code of Conduct with Regard to the Exercise of Due Diligence
Status as of 1 Jan 2016 Former version Swiss Bankers Association (SBA) Beneficial owner
D-01-20a
Convention relative à l'obligation de diligence des banques : dénonciation CDB 16 et déclaration d'adhésion CDB 20
Status as of 5 Jun 2019 Swiss Bankers Association (SBA)
D-01-20b
Règlement de procédure par devant la Commission de surveillance CDB
Status as of 1 May 2019 Swiss Bankers Association (SBA)
D-01-20c
Règlement d'enquête CDB
Status as of 1 Jan 2020 Swiss Bankers Association (SBA)
D-01-21
Commentary on the Agreement on the Swiss banks' Code of Conduct with Regard to the Exercise of Due Diligence (CDB 16) (2nd Edition)
Status as of 25 Nov 2016 Former version Swiss Bankers Association (SBA) Beneficial owner
D-01-21
Commentary on the Agreement on the Swiss Banks' Code of Conduct with Regard to the Exercise of Due Diligence (CDB 20)
Status as of 1 Jan 2020 Swiss Bankers Association (SBA) Beneficial owner
D-01-22
Guidelines for the Financial Service Providers on the Integration of ESG-Preferences and ESG-Risks into Investment Advice and Portfolio Management
Status as of 1 Oct 2023 Swiss Bankers Association (SBA) Sustainable finance Wealth management
D-01-22
Guidelines for the Financial Service Providers on the Integration of ESG-Preferences and ESG-Risks into Investment Advice and Portfolio Management
Status as of 1 Jan 2023 Former version Swiss Bankers Association (SBA) Sustainable finance Wealth management
D-01-23
Guidelines for Mortgage Providers on the Promotion of Energy Efficiency
Status as of 1 Jan 2023 Swiss Bankers Association (SBA) Sustainable finance
D-02-01
Information from the SBA regarding the disclosure of client details in payment transactions, securities transactions and other transaction types in connection with SWIFT
Status as of 1 Jun 2009 Swiss Bankers Association (SBA) Data protection Payment transactions
D-02-02
Recommandations de l'ASB et de la COPMA relatives à la gestion du patrimoine conformément au droit de la protection des mineurs et des adultes
Status as of 24 Jul 2013 Former version Conférence en matière de protection des mineurs et des adultes, Swiss Bankers Association (SBA)
D-02-02
Recommandations de l'ASB et de la COPMA relatives à la gestion du patrimoine conformément au droit de
la protection de l'enfant et de l'adulte
Status as of 1 Jan 2024 Conférence en matière de protection des mineurs et des adultes, Swiss Bankers Association (SBA) Wealth management
D-02-03
Opérations de financement pour des personnes sous curatelle : une recommandation de l'ASB et de la Conférence en matière de protection des mineurs et des adultes (COPMA)
Status as of 1 Nov 2015 Conférence en matière de protection des mineurs et des adultes, Swiss Bankers Association (SBA)
D-02-04
Information from the SBA regarding the disclosure of client data and other information in international payment transactions and investments in foreign securities
Status as of 1 Feb 2016 Swiss Bankers Association (SBA) Data protection
D-02-05
SBA Guidelines on Opening Corporate Accounts for DLT Companies (2nd Edition)
Status as of 1 Aug 2019 Swiss Bankers Association (SBA) Digital finance
D-02-06
Risks Involved in Trading Financial Instruments
Status as of 1 Nov 2019 Former version Swiss Bankers Association (SBA) Investor disclosures Financial services
D-02-06
Risks Involved in Trading Financial Instruments
Status as of 1 Jun 2023 Swiss Bankers Association (SBA) Investor disclosures Financial services
D-02-07
Recommandation "Obligation de collaborer selon l'art. 448 CC" : Demande de renseignements d'une APEA auprès d'une banque
Status as of 1 Dec 2019 Conférence en matière de protection des mineurs et des adultes, Swiss Bankers Association (SBA)
D-02-08
Cloud Guidelines : A Guide to Secure Cloud Banking
Status as of 1 Mar 2019 Former version Swiss Bankers Association (SBA) Digital finance
D-02-08
Cloud Guidelines : A Guide to Secure Cloud Banking (2nd edition)
Status as of 1 Jun 2020 Swiss Bankers Association (SBA) Digital finance
D-02-08a
Appendix I to the Cloud Guidelines : Guide to Interpreting Chapter V, Margin nos 63-69 : Audit of the Cloud Services and Means Used
Status as of 1 Dec 2020 Swiss Bankers Association (SBA) Digital finance
D-02-09
Guideline for the Integration of ESG Considerations into the Advisory Process for Private Clients
Status as of 4 Jun 2020 Swiss Bankers Association (SBA) Sustainable finance Investor disclosures
D-02-10
Lignes directrices pour le traitement des crédits COVID-19
Status as of 12 Feb 2021 Former version Swiss Bankers Association (SBA) COVID-19 Credit
D-02-10
Lignes directrices pour le traitement des crédits COVID-19
Status as of 2 Feb 2022 Swiss Bankers Association (SBA) COVID-19 Credit
D-02-10
Lignes directrices pour le traitement des crédits COVID-19
Status as of 29 Jul 2021 Former version Swiss Bankers Association (SBA) COVID-19 Credit
D-02-10
Lignes directrices pour le traitement des crédits COVID-19
Status as of 9 Sep 2020 Former version Swiss Bankers Association (SBA) COVID-19 Credit
D-02-11
Gestion des risques d'insolvabilité : Recommandations de l'ASB à l'intention des fournisseurs de crédit en cas de difficultés financières d'une entreprise emprunteuse
Status as of 1 Jan 2021 Swiss Bankers Association (SBA) COVID-19 Credit Civil enforcement
D-02-11a
Accord moratoire : modèle en lien avec les Recommandations de l'ASB à l'intention des fournisseurs de crédit en cas de difficultés financières d'une entreprise emprunteuse
Status as of 1 Jan 2021 Swiss Bankers Association (SBA) COVID-19 Credit Civil enforcement
D-02-11b
Contrat de garantie financière : modèle en lien avec les Recommandations de l'ASB à l'intention des fournisseurs de crédit en cas de difficultés financières d'une entreprise emprunteuse
Status as of 1 Jan 2021 Swiss Bankers Association (SBA) COVID-19 Credit Civil enforcement
D-02-11c
Contrat relatif à la gestion de sûretés à titre fiduciaire : modèle en lien avec les Recommandations de l'ASB à l'intention des fournisseurs de crédit en cas de difficultés financières d'une entreprise emprunteuse
Status as of 1 Jan 2021 Swiss Bankers Association (SBA) COVID-19 Credit Civil enforcement
D-02-12
Handling Data in Day-to-day Business: SBA Guidelines
Status as of 1 May 2021 Swiss Bankers Association (SBA)
D-02-13
Sustainable Finance - Principles and Recommendations: A Swiss Bankers Association's Overview for Banks
Status as of 3 Feb 2022 Former version Swiss Bankers Association (SBA) Sustainable finance
D-02-13
Sustainable Finance - Principles and Recommendations: A Swiss Bankers Association's Overview for Banks
Status as of 14 Mar 2022 Former version Swiss Bankers Association (SBA) Sustainable finance
D-02-13
Sustainable Finance - Principles and Recommendations: A Swiss Bankers Association's Overview for Banks
Status as of 1 Jun 2022 Swiss Bankers Association (SBA) Sustainable finance
D-09-02
Guidelines for Institutional Investors Governing the Exercising of Participation Rights in Public Limited Companies