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A Legislation

A-00 Supervisory Authorities and Supervised Entities

A-01 FINMA

A-02 Currency and Swiss National Bank

A-02-10 Ordonnance sur la monnaie
Status as of 1 Mar 2021 Federal Council

A-03 Banks

A-03-10 BO Ordinance on Banks and Savings Banks
Status as of 1 Jan 2025 Future version Federal Council

A-04 Financial Institutions

A-05 Financial Market Infrastructure

A-06 Securities Dealers

A-07 Insurance

A-08 Audit Oversight

A-09 UBS Takeover of Credit Suisse

A-09-01a Rapport explicatif
Status as of 19 Mar 2023 Federal Department of Finance

A-20 Financial Services and Products

A-21 Financial Services

A-22 Collective Investment Schemes

A-23 Occupational Pension

A-24 Mortgage Bonds

A-25 Consumer Credit

A-26 Intermediated Securities

A-26-02 Hague Convention on the Law Applicable to Certain Rights in Respect of Securities Held with an Intermediary
Status as of 1 Apr 2017
Status table can be found on: https://www.hcch.net/en/instruments/conventions/status-table/?cid=72

A-27 Trusts

A-27-01 Hague Convention on the Law Applicable to Trusts and on their Recognition
Status as of 5 May 2020
Status table can be found on: https://www.hcch.net/en/instruments/conventions/status-table/?cid=59

A-30 Protection of Various Public Interests

A-31 Combating of Money Laundering

A-32 International sanctions

The complete list of sanctions in force in Switzerland is maintained by the State Secretariat for Economic Affairs

A-33 Illicitly Acquired Assets of PEPs

A-34 Data Protection

A-35 International Administrative Assistance in Tax Matters

A-35-50 Program for Non-prosecution Agreements or Non-target Letters for Swiss Banks and Joint Statement
Status as of 29 Aug 2013 U.S. Department of Justice
Non-prosecution agreements executed under the Swiss bank program : see https://www.justice.gov/tax/swiss-bank-program.

A-36 Asset management in case of curatorship or guardianship

A-40 Market Access

A-41 Berne Financial Services Agreement

A-50 Cantonal Laws

A-51 Ticino


B FINMA

B-01 FINMA

B-03 FINMA Newsletters

B-04 FINMA Guidance

B-05 Other FINMA Communications

B-05-03 Guidelines for FinTech Licence Applications Pursuant to Article 1b of the Banking Act
Status as of 5 May 2023 FINMA
See also https://www.finma.ch/en/authorisation/fintech/fintech-bewilligung

B-08 FINMA Circulars 2008

B-08-03 FINMA Circ. 08/3 Circular 2008/3: Commercial Acceptance of Public Deposits by Non-banks under the Banking Act
Status as of 1 Jul 2019 FINMA
In its French, German and Italian circulars, FINMA adjusted the references and terms upon the entry into force of FinIA and FinSA on 01.01.2020. This inofficial translation does not contains these adjustments.
B-08-04 FINMA Circ. 08/4 Circular 2008/04 : Maintenance of Securities Journals by Securities Firms and Participants
Status as of 1 Jan 2020 FINMA
FINMA retroactively adjusted the references and terms upon the entry into force of FinIA and FinSA on 01.01.2020.
B-08-20 Circ.-FINMA 08/20 Circulaire 2008/20 : Exigences de fonds propres relatives aux risques de marché dans le secteur bancaire
Status as of 1 Jan 2020 FINMA
Modifications du 04.11.2020: "Avec l'entrée en vigueur de la législation liée à la LSFin et la LEFin au 1er janvier 2020, les renvois et notions y relatifs ont été adaptés. Au 1er janvier 2020, les renvois à la Circ.-FINMA «Comptabilité - banques» ont été adaptés à l'ordonnance de la FINMA du 31 octobre 2019 sur les comptes." Abrogée le 01.01.2025 (remplacée par l'OMar-FINMA).
B-08-21 FINMA Circ. 08/21 Circular 2008/21: Capital Adequacy Requirements and Qualitative Requirements for Operational Risks at Banks
Status as of 1 Jan 2020 FINMA
Replaced by FINMA Circular 23/1 on 01.01.2024. The rules governing capital requirements (cm 3 to 116) continue to apply until the FINMA Ordinance on the leverage ratio and operational risks comes into force on 01.01.2025.

B-09 FINMA Circulars 2009

B-10 FINMA Circulars 2010

B-10-01 FINMA Circ. 10/1 Circular 2010/1: Minimum Standards for Remuneration Schemes of Financial Institutions
Status as of 1 Jan 2020 FINMA
Amendment of 04.11.2020: FINMA retroactively adjusted the references and terms upon the entry into force of FinIA and FinSA on 01.01.2020.

B-11 FINMA Circulars 2011

B-11-01 Circ.-FINMA 11/1 Circulaire 2011/1 : Précisions concernant l'Ordonnance sur le blanchiment d'argent (OBA)
Status as of 1 Jan 2020 FINMA
Modification du 04.11.2020 : suite à l'entrée en vigueur de la législation liée à la LSFin et la LEFin au 01.01.2020, la FINMA a adapté rétroactivement les renvois et notions y relatifs.
B-11-02 FINMA Circ. 11/2 Circular 2011/2 : Capital Buffer and Capital Planning in the Banking Sector
Status as of 1 Jan 2020 FINMA
Amendment of 04.11.2020: FINMA retroactively adjusted the references and terms upon the entry into force of FinIA and FinSA on 01.01.2020.

B-12 FINMA Circulars 2012

B-12-01 FINMA Circ. 12/1 Circular 2012/1: Recognition of External Credit Assessment Institutions (Credit Rating Agencies)
Status as of 1 Jan 2015 FINMA
FINMA adjusted the references and terms upon the entry into force of FinIA and FinSA on 01.01.2020.

B-13 FINMA Circulars 2013

B-13-01 FINMA Circ. 13/1 Circular 2013/1: Eligible Capital at Banks for Regulatory Purposes
Status as of 1 Jan 2020 FINMA
Repealed on 01.01.2025 (replaced by the FINMA Ordinance on the trading book and the bank's book as well as the equity capital taken into account by banks and securities firms).
B-13-03 FINMA Circ. 13/3 Circular 2013/3: Auditing
Status as of 1 Jan 2024 FINMA
The annexes (only in German and French) can be consulted on https://www.finma.ch/en/documentation/circulars/appendices.
B-13-03a FINMA Circ. 13/3 Appendices 1-22 to FINMA Circular 2013/3: Auditing
Status as of 1 Jan 2024 FINMA
The annexes 1 to 22 (Excel files) can be consulted in French or German on the FINMA Website.
B-13-05 FINMA Circ. 13/5 Circular 2013/5: Principles for Recording Liquidity Risks and Liquidity Reporting for Insurers
Status as of 1 Jan 2016 FINMA
FINMA adjusted the references and terms upon the entry into force of FinIA and FinSA on 01.01.2020.
B-13-07 Circ.-FINMA 13/7 Circulaire 2013/7 : Limitation des positions internes du groupe pour les banques
Status as of 1 Jan 2020 FINMA
Modification du 04.11.2020 : suite à l'entrée en vigueur de la législation liée à la LSFin et la LEFin au 01.01.2020, la FINMA a adapté rétroactivement les renvois et notions y relatifs.

B-15 FINMA Circulars 2015

B-15-03 FINMA Circ. 15/3 Circular 2015/3: Calculating the Unweighted Capital Ratio (Leverage Ratio) at Banks
Status as of 30 Jun 2018 FINMA
FINMA adjusted the references and terms upon the entry into force of FinIA and FinSA on 01.01.2020. Repealed on 01.01.2024 (replaced by the FINMA-Ordinance on the leverage ratio and operational risks of banks and securities firms).

B-16 FINMA Circulars 2016

B-16-01 Circ.-FINMA 16/1 Circulaire 2016/1 : Exigences prudentielles de publication
Status as of 31 Dec 2021 FINMA
Abrogée le 01.01.2025 (remplacée par l'OPub-FINMA).
B-16-02 FINMA Circ. 16/2 Circular 2016/2: Principles for the Financial Condition Report
Status as of 1 Sep 2024 Future version FINMA
The annexes can be consulted on www.finma.ch > Documentation > Circulars > Appendices.
B-16-02 FINMA Circ. 16/2 Circular 2016/2: Principles for the Financial Condition Report
Status as of 1 Jul 2021 FINMA
The annexes can be consulted on www.finma.ch > Documentation > Circulars > Appendices.
B-16-06 Circ.-FINMA 16/6 Circulaire 2016/6 : Assurance sur la vie
Status as of 1 Jan 2020 FINMA
Modification du 04.11.2020 : suite à l'entrée en vigueur de la législation liée à la LSFin et la LEFin au 01.01.2020, la FINMA a adapté rétroactivement les renvois et notions y relatifs.

B-17 FINMA Circulars 2017

B-17-01 FINMA Circ. 17/1 Circular 2017/1 : Corporate Governance, Risk Management and Internal Controls at Banks
Status as of 1 Jan 2020 FINMA
Amendment of 04.11.2020: FINMA retroactively adjusted the references and terms upon the entry into force of FinIA and FinSA on 01.01.2020.
B-17-03 FINMA Circ. 17/3 Circular 2017/3 : Swiss Solvency Test (SST)
Status as of 1 Jan 2017 FINMA
FINMA adjusted the references and terms upon the entry into force of FinIA and FinSA on 01.01.2020.
B-17-07 FINMA Circ. 17/7 Circular 2017/7 : Capital Requirements for Credit Risk at Banks
Status as of 1 Jan 2021 FINMA
Repealed on 01.01.2025 (replaced by the FINMA Ordinance on credit risks of banks and securities firms)

B-18 FINMA Circulars 2018

B-18-01 FINMA Circ. 18/1 FINMA Circular 2018/1 : Duties of Operators of Organised Trading Facilities (OTFs)
Status as of 1 Jan 2020 FINMA
Amendment of 04.11.2020: FINMA retroactively adjusted the references and terms upon the entry into force of FinIA and FinSA on 01.01.2020.
B-18-02 FINMA Circ. 18/2 Circular 2018/2 : Duty to Report Securities Transactions
Status as of 1 Jan 2020 FINMA
Amendment of 04.11.2020: FINMA retroactively adjusted the references and terms upon the entry into force of FinIA and FinSA on 01.01.2020.

B-19 FINMA Circulars 2019

B-19-01 Circ.-FINMA 19/1 Circulaire 2019/1 : Prescriptions en matière de répartition des risques pour les banques
Status as of 1 Jan 2020 FINMA
Modification du 04.11.2020 : suite à l'entrée en vigueur de la législation liée à la LSFin et la LEFin au 01.01.2020, la FINMA a adapté rétroactivement les renvois et notions y relatifs.
B-19-02 Circ.-FINMA 19/2 Circulaire 2019/2 : Mesure, gestion, surveillance et contrôle des risques de taux d'intérêt dans le portefeuille de la banque
Status as of 1 Jan 2020 FINMA
Modification du 04.11.2020 : suite à l'entrée en vigueur de la législation liée à la LSFin et la LEFin au 01.01.2020, la FINMA a adapté rétroactivement les renvois et notions y relatifs.

B-20 FINMA Circulars 2020

B-23 FINMA Circulars 2023

B-24 FINMA Circulars 2024

B-99 SFBC - Archive


C Other Authorities

C-01 Federal Council

C-02 FDF Federal Department of Finance

C-03 SNB Swiss National Bank

C-05 TOB Swiss Takeover Board

C-09 OPSC Occupational Pension Supervisory Commission

C-11 SECO State Secretariat for Economic Affairs

C-20 Supervisory Organisations

C-21 OSIF Organisme de surveillance des instituts financiers

C-21-01 Supervision Contract
Status as of 28 Jun 2021 Organisme de surveillance des instituts financiers
Undated document (marked "v28062021).

C-22 OSFIN Organisation de surveillance financière

C-23 SO-FIT Supervisory Organisation for Financial Intermediaries & Trustees

C-23-02 Contrat d'analyse de la demande d'assujettissement entre SO-FIT et le candidat à l'assujettissement
Status as of 1 Oct 2020 Supervisory Organisation for Financial Intermediaries & Trustees
Document non daté, publié sur le site internet de SO-FIT en octobre 2020.
C-23-03 Contrat d'assujettissement à SO-FIT entre SO-FIT et l'assujetti
Status as of 1 Oct 2020 Supervisory Organisation for Financial Intermediaries & Trustees
Document non daté, publié sur le site internet de SO-FIT en octobre 2020.

C-24 FINcontrol Suisse

C-25 AOOS Société anonyme suisse de surveillance

C-25-03 Contrat d'affiliation à l'Organisme de surveillance selon la loi fédérale sur les établissements financiers et la loi fédérale sur la surveillance des marchés financiers
Status as of 1 Jan 2021 AOOS Société anonyme suisse de surveillance
Document non daté, publié sur le site internet de l'AOOS en janvier 2021.
C-25-04 Guide pour l'affiliation à l'OS d'AOOS
Status as of 9 Feb 2022 AOOS Société anonyme suisse de surveillance

C-40 Registers of Advisors

C-41 Registration Office BX Swiss

C-41-01 Rules of the Registration Office of BX Swiss AG
Status as of 20 Jul 2020 BX Swiss Ltd
With effect from 20.07.2020 FINMA authorised BX Swiss as a registration body for client advisers.

C-42 Registration Office ARIF

C-42-01 General Terms and Conditions of the Client Advisor Register Kept by ARIF
Status as of 26 Jul 2021 Association romande des intermédiaires financiers
With effect from 14.09.2020 FINMA authorised ARIF as a registration body for client advisers. French version annotated "v26072021" after minor corrections. This English version contains these corrections but is still annotated "v13102020". Only the French version is the authentic text.
C-42-02 Information Document on Proof of Knowledge
Status as of 31 Jan 2022 Association romande des intermédiaires financiers

C-43 Client Advisers' Register RegFix - PolyReg Services

C-60 Prospectus Review Offices

C-61 SIX Prospectus Office

C-61-04 List of Countries
Status as of 1 Jun 2020 SIX Exchange Regulation Ltd

C-62 Prospectus Review Office BX Swiss


D Self-Regulation

D-01 Swiss Banking - Self-regulation

D-01-03 Allocation Directives for the New Issues Market
Status as of 1 Sep 2023 Swiss Bankers Association (SBA)
These directives are no longer a self-regulation recognised as a minimum standard by FINMA.
D-01-18 Directives on Fiduciary Investments
Status as of 1 Jan 2017 Swiss Bankers Association (SBA)
D-01-19 Portfolio Management Guidelines
Status as of 1 Jan 2022 Swiss Bankers Association (SBA)
These revised Guidelines are no longer recognized by FINMA as a minimum standard and therefore have no general binding effect. They were approved by the Board of Directors of the SBA on 11.11.2020.
D-01-20a Convention relative à l'obligation de diligence des banques : dénonciation CDB 16 et déclaration d'adhésion CDB 20
Status as of 5 Jun 2019 Swiss Bankers Association (SBA)
Document annexé à la circulaire de l'ASB n° 7991 du 05.06.2019.
D-01-20b Règlement de procédure par devant la Commission de surveillance CDB
Status as of 1 May 2019 Swiss Bankers Association (SBA)
Circulaire ASB n° 7990 du 27.05.2019.
D-01-20c Règlement d'enquête CDB
Status as of 1 Jan 2020 Swiss Bankers Association (SBA)
Circulaire ASB n° 8010 du 20.12.2019.

D-02 Swiss Banking - Guidance and Recommendation

D-03 esisuisse

D-05 SIA Swiss Insurance Association

See also D-35 SRO-SIA
D-05-03 Self-regulation on the Prevention of Greenwashing in Sustainability-related Unit-linked Life Insurance
Status as of 1 Jan 2025 Future version Swiss Insurance Association
Undated document, published on 19.06.2024 on the SIA website.

D-07 Asset Management Association Switzerland

Formed in autumn 2020 by the merger of the Swiss Funds and Asset Management Association (SFAMA) and the Asset Management Platform (AMP) Switzerland.
D-07-01 Asset Management Association Switzerland Code of Conduct
Status as of 1 Jan 2022 Asset Management Association Switzerland
Version dated 5 August 2021 and 23 September 2021.
D-07-50 Guidelines for Money Market Funds
Status as of 1 Jan 2022 Asset Management Association Switzerland
D-07-60 Guidelines for Real Estate Funds
Status as of 1 Jan 2022 Asset Management Association Switzerland
D-07-85 Swiss Stewardship Code
Status as of 4 Oct 2023 Asset Management Association Switzerland, Swiss Sustainable Finance

D-09 economiesuisse

D-09-01 Swiss Code of Best Practice for Corporate Governance
Status as of 6 Feb 2023 economiesuisse
Published on 06.02.2023 after having been adopted by the committee of economiesuisse on 14.11.2022.
D-09-02 Guidelines for Institutional Investors Governing the Exercising of Participation Rights in Public Limited Companies
Status as of 21 Jan 2013 Association suisse des institutions de prévoyance, Compenswiss, economiesuisse , Ethos - Swiss Foundation for Sustainable Development, Federation of Industrial and Service Groups in Switzerland, Swiss Bankers Association (SBA)

D-10 Trading Venues

D-11 BX Swiss
The self-regulation of BX Swiss can be viewed here

D-12 SIX Swiss Exchange
The self-regulation of SIX Swiss Exchange can be viewed here

D-13 SDX - SIX Digital Exchange
The self-regulation of SDX - SIX Digital Trading can be viewed here

D-14 SIX Repo
The self-regulation of SIX Repo can be viewed here

D-30 Self-Regulatory Organisations

D-31 ARIF Association Romande des Intermédiaires Financiers

D-31-01 Self-regulation Rules of the ARIF
Status as of 25 Apr 2023 Association romande des intermédiaires financiers
D-31-02 ARIF Directives 1B to 13
Status as of 1 Apr 2024 Association romande des intermédiaires financiers
Undated. Directive 1B was added in April 2024.

D-32 OAR AOOS Société anonyme suisse de surveillance

D-33 OAR/ASSL Organisation d'Autorégulation de l'Association Suisse des Sociétés de Leasing

D-33-01 RAR Règlement d'autorégulation OAR/ASSL
Status as of 1 Apr 2023 Selfregulation Organisation of the Association suisse des sociétés de leasing
D-33-02 Règlement relatif à la formation LBA des intermédiaires financiers affiliés
Status as of 13 Jan 2016 Selfregulation Organisation of the Association suisse des sociétés de leasing

D-34 OAD FCT Organismo di Autodisciplina dei Fiduciari del Cantone Ticino

D-34-01 ROAD Regolamento dell'Organismo di autodisciplina dei fiduciari del Cantone Ticino
Status as of 1 Jan 2020 Organismo di autodisciplina dei fiduciari del Cantone Ticino

D-35 SRO-SIA Self-Regulatory Organisation of the Swiss Insurance Association

See also D-05 SIA Swiss Insurance Association
D-35-01 R OAR-ASA Règlement de l'organisme d'autorégulation de l'Association suisse d'assurances pour la lutte contre le blanchiment d'argent et le financement du terrorisme
Status as of 1 Jan 2023 Self-Regulatory Organisation of the Swiss Insurance Association
Art. 42 al. 1 OBA-FINMA: "Les obligations de diligence des institutions d'assurance sont régies par les dispositions du Règlement du 22 juin 2018 de l'organisme d'autorégulation de l'Association Suisse d'Assurances pour la lutte contre le blanchiment d'argent."
D-35-01a Commentaire du Règlement de l'organisme d'autorégulation de l'Association suisse d'assurances pour la lutte contre le blanchiment d'argent selon l'art. 25 de la loi du 10 octobre 1997 sur le blanchiment d'argent
Status as of 1 Jan 2020 Self-Regulatory Organisation of the Swiss Insurance Association
Le commentaire est actuellement en cours de révision (mises à jour en raison des modifications du règlement OAR-ASA entrées en vigueur le 1.1.2023)

D-36 OAR-Fiduciaire/Suisse

D-37 OAR FSA/FSN Organisme d'Autoréglementation de la Fédération Suisse des Avocats et de la Fédération Suisse des Notaires

D-37-01 Règlement de l'Organisme d'autoréglementation de la Fédération suisse des avocats et de la Fédération suisse des notaires
Status as of 1 Apr 2023 Organisme d’autoréglementation de la Fédération suisse des avocats et de la Fédération suisse des notaires

D-38 SRO SO-FIT Supervisory Organisation for Financial Intermediaries & Trustees

Successor of OAR-G since Autumn 2020.
D-38-01 Règlement de l'Organisme de surveillance pour intermédiaires financiers & trustees (SO-FIT) relatif aux obligations des affiliés à l'organisme d'autorégulation
Status as of 12 Jul 2021 Supervisory Organisation for Financial Intermediaries & Trustees
Annexe 1 du contrat d'affiliation à SO-FIT. L'OAR SO-FIT est le successeur de l'OAR-G.
D-38-03 Règlement de l'Organisme de surveillance pour intermédiaires financiers & trustees (SO-FIT) relatif aux auditeurs pour la surveillance LBA
Status as of 1 Oct 2020 Supervisory Organisation for Financial Intermediaries & Trustees
Succède au Règlement de l'OAR-G relatif aux réviseurs.

D-39 PolyReg General Self-Regulatory Organisation

D-39-01 Regulations of the SRO PolyReg according to Art. 25 AMLA
Status as of 1 Mar 2023 PolyReg General Self-Regulatory Organisation

D-40 SAIC Swiss Association of Investment Companies

D-40-01 SRO-Reglement
Status as of 1 Apr 2023 Swiss Association of Investment Companies
Inkl. Anhang "Liste der Anhaltspunkte für Geldwäscherei" (unverändert seit 01.01.2016)

D-41 VQF Financial Services Standards Association

D-42 OAR-G Organisme d'Autorégulation des Gérants de Patrimoine
Became the SRO SO-FIT in Autumn 2020.

D-50 Ombudsman's Offices

D-51 Swiss Banking Ombudsman

D-52 OFD Ombudsman Financial Services Providers

D-52-01 Organisational Regulations for the OFD
Status as of 1 Jul 2020 Ombudsman Financial Services Providers
D-52-02 Règlement de procédure de l'OFD
Status as of 1 Jul 2020 Ombudsman Financial Services Providers

D-53 FINOS Finanzombudsstelle Schweiz

D-53-02 FINOS Guidelines for Mediation
Status as of 24 Jun 2020 Finanzombudsstelle Schweiz
Undated document. However, FINOS has been recognised as Ombudsman according to the FinSA on 24.06.2020.

D-54 OFS Ombud Finance Switzerland

D-54-01 Rules of Procedure
Status as of 24 Jun 2020 Ombud Finance Switzerland
Undated document, but OFS was recognised as an official ombudsman's office on June 24th, 2020.

D-55 FINSOM Financial Services Ombudsman

D-55-01 Commercial Mediation
Status as of 4 Aug 2023 Financial Services Ombudsman
D-55-02 Affiliation
Status as of 16 Sep 2023 Financial Services Ombudsman

D-56 Swiss Arbitration Centre

Former SCAI Swiss Chambers' Arbitration Institution

D-57 Terraxis

D-57-01 Organisational Rules (with FinSA Reference) of Terraxis Ombudsman Office
Status as of 1 Oct 2020 Terraxis Ltd
Undated document, modified in October 2020 and March 2021. Terraxis has been recognised as Ombudsman according to the FinSA on 27.07.2020.
D-57-02 Mediation Rules (with Reference to the FinSA) of Terraxis Ombudsman Office
Status as of 1 Oct 2020 Terraxis Ltd
Undated document, published online by Terraxis in October 2020.
D-57-03 Ombudsman's Code of Conduct
Status as of 27 Jul 2020 Terraxis Ltd
Undated document. However, Terraxis has been recognised as Ombudsman according to the FinSA on 27.07.2020.

D-58 Organe de médiation indépendant suisse
This mediation body ceased its activities on 31 Dec. 2022.

D-59 Liechtensteinische Schlichtungsstelle im Finanzdienstleistungsbereich

Ombudsman for asset managers domiciled in Liechtenstein that are members of the Association of Independent Asset Managers in Liechtenstein and have clients in Switzerland, or that otherwise fall within the scope of the FinSA.
D-59-01 Verfahrensordnung der Ombudsstelle gemäss Finanzdienstleistungsgesetz (FIDLEG, SR 950.1)
Status as of 1 Jan 2021 Liechtensteinische Schlichtungsstelle im Finanzdienstleistungsbereich
Diese Schlichtungsstelle ist eine vom EDF anerkannte Ombudsstelle für Vermögensverwalter mit Domizil in Liechtenstein, die Mitglieder des Verbands unabhängiger Vermögensverwalter in Liechtenstein sind, und die Kunden in der Schweiz haben oder in anderer Weise vom Anwendungsbereich des FIDLEG betroffen sind.

D-60 Ombudsman of Private Insurance and of Suva

D-60-01 Règlement de l'Office de médiation
Status as of 1 Jan 2022 Ombudsman of Private Insurance and of Suva

D-70 Other Organizations

D-71 ExpertSuisse

D-71-03 PH 70 Schweizer Prüfungshinweis 70: Aufsichtsprüfung
Status as of 29 Jan 2020 ExpertSuisse
Von der FINMA am 29. Januar 2020 als verbindlich anzuwendende Selbstregulierung bestimmt. Ersetzt den PH70 vom 21. November 2017 und gilt für Prüfungen, deren Berichte Prüfperioden beginnend ab 1. Januar 2020 umfassen.

D-72 SFAA Swiss Financial Analysts Association

D-72-01 SFAA Code of Ethical Conduct
Status as of 1 Jun 2021 Swiss Financial Analysts Association

D-73 SAV Swiss Association of Actuaries

D-74 SATC Swiss Association of Tr