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Self-regulation recognised as minimum standard by FINMA

D-01-01 Guidelines for the Management of Country Risk
Status as of 31 Dec 1997 Swiss Bankers Association Risk management
D-01-05 Directives on the Independence of Financial Research
Status as of 1 Feb 2018 Swiss Bankers Association
D-01-07 Recommendations for Business Continuity Management (BCM)
Status as of 1 Oct 2013 Swiss Bankers Association
D-01-11 Directives relatives aux exigences minimales pour les financements hypothécaires
Status as of 1 Sep 2014 Former version Swiss Bankers Association
D-01-14 Guidelines on Informing Investors about Structured Products
Status as of 1 Mar 2015 Swiss Bankers Association, Swiss Structured Products Association Investor disclosures Structured products
D-01-18 Directives on Fiduciary Investments
Status as of 1 Jan 2017 Swiss Bankers Association
D-01-19 Portfolio Management Guidelines
Status as of 1 Mar 2017 Swiss Bankers Association Wealth management
D-07-50 Guidelines for Money Market Funds
Status as of 1 Jan 2017 Swiss Funds & Asset Management Association Collective investment schemes
D-07-60 Guidelines for Real Estate Funds
Status as of 1 Dec 2016 Swiss Funds & Asset Management Association Collective investment schemes
D-34-02 NCGP Norme di comportamento nell'ambito della gestione patrimoniale
Status as of 1 Jan 2014 Organismo di autodisciplina dei fiduciari del Cantone Ticino Insurance Money laundering
D-36-01 Règlement de l'OAR-Fiduciaire|Suisse
Status as of 1 Jan 2020 OAR-Fiduciaire/Suisse Money laundering
D-37-01 Règlement de l'Organisme d'autoréglementation de la Fédération suisse des avocats et de la Fédération suisse des notaires
Status as of 15 Jul 2021 Organisme d’autoréglementation de la Fédération suisse des avocats et de la Fédération suisse des notaires Money laundering
D-37-01 Règlement de l'Organisme d'autoréglementation de la Fédération suisse des avocats et de la Fédération suisse des notaires
Status as of 1 Jan 2020 Former version Organisme d’autoréglementation de la Fédération suisse des avocats et de la Fédération suisse des notaires Money laundering
D-38-02 SO-FIT Regulation on Framework Rules for Asset Management
Status as of 13 Oct 2020 Supervisory Organisation for Financial Intermediaries & Trustees Wealth management
D-42-02 Règlement de l'OAR-G relatif aux règles-cadres pour la gestion de fortune
Status as of 7 Nov 2013 Abrogated act Organisme d'autorégulation des gérants de patrimoine Wealth management
D-75-01 Règles d'éthique professionnelle du GSCGI
Status as of 1 Jan 2014 Swiss Association of Independent Financial Advisors Wealth management
D-77-01 Swiss Code of Conduct for Independent Asset Management
Status as of 1 Aug 2017 Swiss Association of Asset Managers Wealth management