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A-01-10 Ordonnance sur le personnel de l'Autorité fédérale de surveillance des marchés financiers
Status as of 1 Jul 2015 FINMA FINMA
A-01-13 Ordonnance de l'Autorité fédérale de surveillance des marchés financiers sur le traitement des données
Status as of 15 Feb 2019 Abrogated act FINMA FINMA Data protection
A-01-13 Ordonnance de la FINMA sur le traitement des données personnelles dans le cadre de la surveillance
Status as of 1 Sep 2023 FINMA FINMA Data protection
A-01-13 Ordonnance de l'Autorité fédérale de surveillance des marchés financiers sur le traitement des données
Status as of 1 Dec 2019 Former version FINMA FINMA Data protection
A-03-20 FBO-FINMA Ordinance of the Swiss Financial Market Supervisory Authority on Foreign Banks in Switzerland
Status as of 1 Jan 2015 FINMA
A-03-21 BIO-FINMA Ordinance of the Swiss Financial Market Supervisory Authority on the Insolvency of Banks and Securities Firms
Status as of 1 Jan 2021 FINMA Restructuring and insolvency
A-03-21 BIO-FINMA Ordinance of the Swiss Financial Market Supervisory Authority on the Insolvency of Banks and Securities Dealers
Status as of 1 Apr 2017 Former version FINMA Restructuring and insolvency
A-03-22 FINMA-AO Ordinance on the Accounting of the Swiss Financial Market Supervisory Authority
Status as of 1 Jan 2020 FINMA
A-03-23 OPub-FINMA Ordonnance de la FINMA sur les obligations des banques et des maisons de titres en matière de publication
Status as of 1 Jan 2025 Future version FINMA
A-03-24 OPFP-FINMA Ordonnance de la FINMA sur le portefeuille de négociation et le portefeuille de la banque ainsi que les fonds propres pris en compte des banques et des maisons de titres
Status as of 1 Jan 2025 Future version FINMA
A-03-25 OLRO-FINMA Ordonnance de la FINMA sur le leverage ratio et les risques opérationnels des banques et des maisons de titres
Status as of 1 Jan 2025 Future version FINMA
A-03-26 OCré-FINMA Ordonnance de la FINMA sur les risques de crédit des banques et des maisons de titres
Status as of 1 Jan 2025 Future version FINMA
A-03-27 OMar-FINMA Ordonnance de la FINMA sur les risques de marché des banques et des maisons de titres
Status as of 1 Jan 2025 Future version FINMA
A-04-20 OEFin-FINMA Ordonnance de l'Autorité fédérale de surveillance des marchés financiers sur les établissements financiers
Status as of 1 Jan 2021 FINMA
A-05-20 FinMIO-FINMA Ordinance of the Swiss Financial Market Supervisory Authority on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
Status as of 1 Jan 2021 Former version FINMA Financial market infrastructures
A-05-20 FMIO-FINMA Ordinance of the Swiss Financial Market Supervisory Authority on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
Status as of 1 Sep 2018 Former version FINMA Financial market infrastructures
A-05-20 FinMIO-FINMA Ordinance of the Swiss Financial Market Supervisory Authority on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
Status as of 26 Nov 2021 Former version FINMA Financial market infrastructures
A-05-20 FinMIO-FINMA Ordinance of the Swiss Financial Market Supervisory Authority on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
Status as of 1 Feb 2023 FINMA Financial market infrastructures
A-07-20 OS-FINMA Ordonnance de l'Autorité fédérale de surveillance des marchés financiers sur la surveillance des entreprises d'assurance privées
Status as of 15 Dec 2015 FINMA Insurance
A-07-21 OFA-FINMA Ordonnance de l'Autorité fédérale de surveillance des marchés financiers sur la faillite des entreprises d'assurance
Status as of 1 Jan 2013 FINMA Insurance Civil enforcement
A-22-20 CISO-FINMA Ordinance of the Swiss Financial Market Supervisory Authority on Collective Investment Schemes
Status as of 1 Jan 2021 FINMA Collective investment schemes
A-22-20 CISO-FINMA Ordinance of the Swiss Financial Market Supervisory Authority on Collective Investment Schemes
Status as of 1 Jan 2015 Former version FINMA Collective investment schemes
A-22-21 CISBO-FINMA Ordinance of the FINMA on the Bankruptcy of Collective Investment Schemes
Status as of 1 Mar 2013 Former version FINMA Collective investment schemes
A-22-21 CISBO-FINMA Ordinance of the Swiss Financial Market Supervisory Authority on the Bankruptcy of Collective Investment Schemes
Status as of 1 Jan 2021 FINMA Collective investment schemes
A-31-20 AMLO-FINMA Ordinance of the Swiss Financial Market Supervisory Authority on the Prevention of Money Laundering and the Financing of Terrorist Activities
Status as of 1 Jan 2019 Former version FINMA Money laundering
A-31-20 OBA-FINMA Ordonnance de l'Autorité fédérale de surveillance des marchés financiers sur la lutte contre le blanchiment d'argent et le financement du terrorisme dans le secteur financier
Status as of 1 Jan 2023 FINMA Money laundering
A-31-20 AMLO-FINMA Ordinance of the Swiss Financial Market Supervisory Authority on the Prevention of Money Laundering and the Financing of Terrorist Activities
Status as of 1 Jan 2021 Former version FINMA Money laundering
A-31-20 AMLO-FINMA Ordinance of the Swiss Financial Market Supervisory Authority on the Combating of Money Laundering and Terrorist Financing
Status as of 1 Jan 2020 Former version FINMA Money laundering
B-01-01 Regulations on the Organisation of the Swiss Financial Market Supervisory Authority FINMA
Status as of 1 Jan 2020 Former version FINMA FINMA
B-01-01 Regulations on the Organisation of the Swiss Financial Market Supervisory Authority FINMA
Status as of 1 Apr 2022 Former version FINMA FINMA
B-01-01 Regulations on the Organisation of the Swiss Financial Market Supervisory Authority FINMA
Status as of 15 May 2024 FINMA FINMA
B-01-01 Regulations on the Organisation of the Swiss Financial Market Supervisory Authority FINMA
Status as of 15 May 2020 Former version FINMA FINMA
B-01-01 Regulations on the Organisation of the Swiss Financial Market Supervisory Authority FINMA
Status as of 1 Apr 2023 Former version FINMA FINMA
B-01-01 Regulations on the Organisation of the Swiss Financial Market Supervisory Authority FINMA
Status as of 1 Dec 2023 Former version FINMA FINMA
B-01-01 Regulations on the Organisation of the Swiss Financial Market Supervisory Authority FINMA
Status as of 31 Oct 2019 Former version FINMA FINMA
B-01-02 Code de conduite de l'Autorité fédérale de surveillance des marchés financiers
Status as of 10 May 2019 Former version FINMA FINMA
B-01-02 Code de conduite de l'Autorité fédérale de surveillance des marchés financiers
Status as of 1 Jan 2022 Former version FINMA FINMA
B-01-02 Code de conduite de l'Autorité fédérale de surveillance des marchés financiers
Status as of 1 Apr 2023 FINMA FINMA
B-01-03 Lignes directrices applicables à la réglementation des marchés financiers
Status as of 3 Jul 2013 Former version FINMA FINMA
B-01-03 Guidelines on Financial Market Regulation
Status as of 5 Dec 2019 FINMA FINMA
B-01-04 FINMA Enforcement Policy
Status as of 25 Sep 2014 FINMA Enforcement
B-01-05 FINMA Communication Policy
Status as of 25 Sep 2014 FINMA FINMA
B-01-06 Règlement d'organisation de la direction et des divisions subordonnées de l'Autorité fédérale de surveillance des marchés financiers FINMA
Status as of 15 May 2024 FINMA FINMA
B-01-06 Règlement d'organisation de la direction et des divisions subordonnées de l'Autorité fédérale de surveillance des marchés financiers FINMA
Status as of 1 Apr 2023 Former version FINMA FINMA
B-01-06 Règlement d'organisation de la direction et des divisions subordonnées de l'Autorité fédérale de surveillance des marchés financiers FINMA
Status as of 1 Jul 2019 Former version FINMA FINMA
B-01-06 Règlement d'organisation de la direction et des divisions subordonnées de l'Autorité fédérale de surveillance des marchés financiers FINMA
Status as of 1 Dec 2023 Former version FINMA FINMA
B-01-06 Règlement d'organisation de la direction et des divisions subordonnées de l'Autorité fédérale de surveillance des marchés financiers FINMA
Status as of 1 Apr 2021 Former version FINMA FINMA
B-01-06 Règlement d'organisation de la direction et des divisions subordonnées de l'Autorité fédérale de surveillance des marchés financiers FINMA
Status as of 1 Nov 2023 Former version FINMA FINMA
B-01-06 Règlement d'organisation de la direction et des divisions subordonnées de l'Autorité fédérale de surveillance des marchés financiers FINMA
Status as of 1 Jan 2020 Former version FINMA FINMA
B-01-06 Règlement d'organisation de la direction et des divisions subordonnées de l'Autorité fédérale de surveillance des marchés financiers FINMA
Status as of 1 Apr 2022 Former version FINMA FINMA
B-01-06 Règlement d'organisation de la direction et des divisions subordonnées de l'Autorité fédérale de surveillance des marchés financiers FINMA
Status as of 15 May 2020 Former version FINMA FINMA
B-01-10 Memorandum of Understanding in the Field of Financial Stability between the Swiss Financial Market Supervisory Authority FINMA and the Swiss National Bank SNB
Status as of 15 May 2017 FINMA, Swiss National Bank Swiss National Bank FINMA
B-01-11 Memorandum of Understanding in the Area of Financial Stability and the Exchange of Information on Financial Market Regulation between the Federal Department of Finance (FDF) and the Financial Market Supervisory Authority (FINMA) and the Swiss National Bank (SNB) on Trilateral Cooperation between the Swiss Financial Market Authorities
Status as of 14 Jan 2011 Former version Federal Department of Finance, FINMA, Swiss National Bank Swiss National Bank FINMA
B-01-11 Memorandum of Understanding on Trilateral Cooperation in the Area of Financial Stability and Financial Market Regulation between the Swiss Financial Market Authorities
Status as of 2 Dec 2019 Federal Department of Finance, FINMA, Swiss National Bank Swiss National Bank FINMA
B-03-13 FINMA-Mitteilung 13 (2010) FINMA-Mitteilung 13: Kollektive Kapitalanlagen - Märkte
Status as of 18 Aug 2010 Abrogated act FINMA
B-03-15 FINMA Newsletter 15 (2010) FINMA Newsletter 15 : Risks in Business Dealings with Iran
Status as of 18 Oct 2010 FINMA International sanctions
B-03-16 Comm. FINMA 16 (2010) Communication FINMA 16 : Placements collectifs de capitaux - Marchés
Status as of 1 Dec 2010 Abrogated act FINMA Collective investment schemes
B-03-23 Comm. FINMA 23 (2011) Communication FINMA 23 : Placements collectifs de capitaux - Marchés
Status as of 29 Apr 2011 Abrogated act FINMA Collective investment schemes
B-03-27 FINMA-Mitteilung 27 (2011) FINMA-Mitteilung 27: Kollektive Kapitalanlagen und Vertrieb - Märkte
Status as of 2 Sep 2011 Abrogated act FINMA Collective investment schemes
B-03-29 FINMA-Mitteilung 29 (2011) FINMA-Mitteilung 29: Kollektive Kapitalanlagen und Vertrieb - Märkte
Status as of 21 Sep 2011 Abrogated act FINMA Collective investment schemes
B-03-31 FINMA Newsletter 31 (2011) FINMA Newsletter 31 : Unauthorised Trading - Banks
Status as of 13 Dec 2011 FINMA Securities trading
B-03-33 Comm. FINMA 33 (2012) Communication FINMA 33 : Placements collectifs de capitaux et distribution - Marchés
Status as of 17 Jan 2012 Abrogated act FINMA Collective investment schemes
B-03-34 Comm. FINMA 34 (2012) Communication FINMA 34 : Gestionnaires de placements collectifs de capitaux - Marchés
Status as of 23 Jan 2012 Abrogated act FINMA Collective investment schemes
B-03-35 Comm. FINMA 35 (2012) Communication FINMA 35 : Gestionnaires de placements collectifs de capitaux - Marchés
Status as of 20 Feb 2012 Abrogated act FINMA Collective investment schemes
B-03-39 Comm. FINMA 39 (2012) Communication FINMA 39 : Placements collectifs de capitaux et distribution - Marchés
Status as of 24 Jul 2012 Abrogated act FINMA Collective investment schemes
B-03-40 Comm. FINMA 40 (2012) Communication FINMA 40 : Placements collectifs de capitaux et distribution - Marchés
Status as of 16 Oct 2012 FINMA Collective investment schemes
B-03-49 Comm. FINMA 49 (2013) Communication FINMA 49 : Produits et distribution - Marchés
Status as of 14 Aug 2013 Abrogated act FINMA
B-03-51 Comm. FINMA 51 (2013) Communication FINMA 51 : L'assurance des dommages dus aux événements naturels selon l'art. 33 LSA et l'art. 171 ss OS
Status as of 15 Oct 2013 FINMA
B-03-52 FINMA Newsletter 52 (2013) FINMA Newsletter 52 : Trading Own Equity Securities with the Purpose of Ensuring Liquidity under the New Provisions on Market Manipulation
Status as of 18 Nov 2013 FINMA Securities trading
B-03-53 FINMA Newsletter 53 (2013) FINMA Newsletter 53 : IOSCO Principles for Financial Benchmarks
Status as of 22 Nov 2013 FINMA
B-03-54 Comm. FINMA 54 (2014) Communication FINMA 54 : Procédure de dispense simplifiée pour les banques suisses dans le cadre d'activités financières transfrontières en Allemagne - Banques
Status as of 6 Jan 2014 FINMA
B-03-59 Comm. FINMA 59 (2014) Communication FINMA 59 : Conséquences prudentielles du Foreign Account Tax Compliance Act (FATCA)
Status as of 28 Feb 2014 FINMA Automatic exchange of tax information
B-03-63 Comm. FINMA 63 (2014) Communication FINMA 63 : Transfert de fonctions essentielles à des intermédiaires par des entreprises d’assurance
Status as of 5 Jun 2014 Abrogated act FINMA Insurance
B-04-01 FINMA Guidance 01/2016 FINMA Guidance 01/2016 : Financial Market Infrastructure Act : FINMA's Next Steps
Status as of 6 Jul 2016 FINMA Financial market infrastructures
B-04-02 FINMA Guidance 01/2017 FINMA Guidance 01/2017 : Financial Market Infrastructure Act : Deadlines for the Exchange of Collateral
Status as of 31 Jan 2017 FINMA
B-04-03 FINMA Guidance 02/2017 FINMA Guidance 02/2017 : Financial Market Infrastructure Act : Reporting Requirements / Trade Repositories
Status as of 3 Apr 2017 FINMA Financial market infrastructures
B-04-04 FINMA Guidance 03/2017 FINMA Guidance 03/2017 : New Rules on Public Deposits / Questionnaire on FinTech Licensing
Status as of 6 Jul 2017 FINMA Digital finance
B-04-05 FINMA Guidance 04/2017 FINMA Guidance 04/2017 : Regulatory Treatment of Initial Coin Offerings
Status as of 29 Sep 2017 FINMA Digital finance
B-04-06 FINMA Guidance 05/2017 FINMA Guidance 05/2017 : Financial Market Infrastructure Act : Reporting to a Trade Repository / Extending the Transition Period
Status as of 18 Oct 2017 FINMA Financial market infrastructures
B-04-07 FINMA Guidance 01/2018 FINMA Guidance 01/2018 : Implementing the Requirement for Amending Financial Contracts (Art. 12 Para. 2bis BO in conjunction with Arts. 56 and 61a BIO-FINMA)
Status as of 21 Mar 2018 FINMA Supervision of financial markets
B-04-08 FINMA Guidance 02/2018 FINMA Guidance 02/2018 : New Recognition Obligation for Foreign Trading Venues for the Trading of Swiss Equity Securities
Status as of 30 Nov 2018 FINMA
B-04-09 FINMA Guidance 03/2018 FINMA Guidance 03/2018 : LIBOR : Risks of Potential Replacement
Status as of 17 Dec 2018 FINMA
B-04-10 FINMA Guidance 04/2018 FINMA Guidance 04/2018 : Recognition of EU Trading Venues for the Trading of Swiss Equity Securities
Status as of 21 Dec 2018 FINMA Securities trading
B-04-11 FINMA Guidance 01/2019 FINMA Guidance 01/2019 : BREXIT: Recognition of UK Derivatives Regulations
Status as of 21 Feb 2019 FINMA
B-04-12 FINMA Guidance 02/2019 FINMA Guidance 02/2019 : Payments on the Blockchain
Status as of 26 Aug 2019 FINMA Digital finance
B-04-13 FINMA Guidance 03/2019 FINMA Guidance 03/2019 : Recognition of Equivalence of CFTC Risk Mitigation Obligations for Transactions in OTC Derivatives That Are Not Cleared Centrally
Status as of 24 Sep 2019 FINMA
B-04-14 FINMA Guidance 04/2019 FINMA Guidance 04/2019 : Financial Market Infrastructure Ordinance : Exchange of Collateral / Extension of Transitional Period for Equity Options
Status as of 13 Dec 2019 FINMA
B-04-15 FINMA Guidance 01/2020 FINMA Guidance 01/2020 : Financial Market Infrastructure Act and Ordinance: Derivatives Trading
Status as of 20 Mar 2020 FINMA
B-04-16 FINMA Guidance 02/2020 FINMA Guidance 02/2020 : Temporary Exemptions for Banks Due to the COVID-19 Crisis
Status as of 31 Mar 2020 FINMA COVID-19
B-04-17 FINMA Guidance 03/2020 FINMA Guidance 03/2020 : Exemptions for Supervised Institutions Due to the COVID-19 Crisis
Status as of 7 Apr 2020 FINMA COVID-19
B-04-18 FINMA Guidance 04/2020 FINMA Guidance 04/2020 : Exemptions for Supervised Institutions Due to the COVID-19 Crisis
Status as of 14 Apr 2020 FINMA COVID-19
B-04-19 FINMA Guidance 05/2020 FINMA Guidance 05/2020 : Duty to Report Cyber Attacks Pursuant to Article 29 Para. 2 FINMASA
Status as of 7 May 2020 FINMA COVID-19 Data protection
B-04-20 FINMA Guidance 06/2020 FINMA Guidance 06/2020 : Exemptions for Supervised Institutions Due to the COVID-19 Crisis
Status as of 19 May 2020 FINMA COVID-19
B-04-21 FINMA Guidance 07/2020 FINMA Guidance 07/2020 : Exemptions Relating to Identification Under the Anti-Money Laundering Act Due to the COVID-19 Pandemic
Status as of 2 Oct 2020 FINMA COVID-19
B-04-22 FINMA Guidance 08/2020 FINMA Guidance 08/2020 : LIBOR Replacement for Derivatives
Status as of 16 Oct 2020 FINMA Structured products
B-04-23 FINMA Guidance 09/2020 FINMA Guidance 09/2020 : Financial Market Infrastructure Ordinance : Exchange of Collateral / Further Extension of Transitional Period for Equity Options
Status as of 12 Nov 2020 FINMA
B-04-24 FINMA Guidance 10/2020 FINMA Guidance 10/2020 : LIBOR Transition Roadmap
Status as of 4 Dec 2020 FINMA
B-04-25 FINMA Guidance 01/2021 FINMA Guidance 01/2021 : Trading in Swiss Shares : Recognition of Various UK Trading Venues
Status as of 3 Feb 2021 FINMA Securities trading
B-04-26 FINMA Guidance 02/2021 FINMA Guidance 02/2021 : Derivative Trading Obligations and Reference Rate Replacement
Status as of 5 Jul 2021 FINMA Securities trading
B-04-27 FINMA Guidance 03/2021 FINMA Guidance 03/2021 : LIBOR Replacement - Progress and best practices
Status as of 16 Sep 2021 FINMA Securities trading
B-04-28 Comm. FINMA 04/2021 Communication FINMA sur la surveillance 04/2021 : Mise en oeuvre des nouvelles approches de corrections de valeur pour risques de défaillance des créances non compromises
Status as of 7 Oct 2021 FINMA Securities trading
B-04-29 FINMA Guidance 05/2021 FINMA Guidance 05/2021 : Preventing and Combating Greenwashing
Status as of 3 Nov 2021 FINMA Sustainable finance
B-04-30 FINMA Guidance 01/2022 FINMA Guidance 01/2022 : Timetable for the Licensing Process for Portfolfio Managers and Trustees
Status as of 4 May 2022 FINMA
B-04-31 FINMA Guidance 02/2022 FINMA Guidance 02/2022 : First Measures in Cases of Late Applications from Portfolio Managers and Trustees
Status as of 11 Aug 2022 FINMA
B-04-32 FINMA Guidance 03/2022 FINMA Guidance 03/2022 : Implementation of Climate-related Risk Disclosures by Category 1-2 Institutions
Status as of 29 Nov 2022 FINMA
B-04-33 FINMA Guidance 01/2023 FINMA Guidance 01/2023 : Developments with Regard to the Management of Climate Risks
Status as of 24 Jan 2023 FINMA
B-04-34 FINMA Guidance 02/2023 FINMA Guidance 02/2023 : Status of the Licensing Process for Portfolio Managers and Trustees
Status as of 30 Jan 2023 FINMA
B-04-35 FINMA Guidance 03/2023 FINMA Guidance 03/2023 : Status of the Licensing Process for and Supervision of Portfolio Managers and Trustees
Status as of 18 Aug 2023 FINMA
B-04-36 FINMA Guidance 04/2023 FINMA Guidance 04/2023 : Action Plan for Insurance Intermediaries
Status as of 21 Aug 2023 FINMA
B-04-37 FINMA Guidance 05/2023 FINMA Guidance 05/2023 : Money Laundering Risk Analysis Pursuant to Article 25 para. 2 AMLO-FINMA
Status as of 24 Aug 2023 FINMA
B-04-38 FINMA Guidance 06/2023 FINMA Guidance 06/2023 : Implementation of the "Prudent Person" Principle and Relief for Business with Professional Policyholders
Status as of 31 Oct 2023 FINMA
B-04-39 Comm. FINMA 07/2023 Communication FINMA sur la surveillance 07/2023 : Modèles quantitatifs temporaires pour le rapport sur la situation financière des entreprises d'assurance pour l'exercice 2023
Status as of 11 Dec 2023 FINMA
B-04-40 FINMA Guidance 08/2023 FINMA Guidance 08/2023 : Staking
Status as of 20 Dec 2023 FINMA
B-04-41 FINMA Guidance 09/2023 FINMA Guidance 099/2023 : Financial Market Infrastructure Ordinance: Exchange of Collateral / Further Extension of Transitional Period for Equity Options
Status as of 20 Dec 2023 FINMA
B-04-42 FINMA Guidance 01/2024 FINMA Guidance 01/2024 : Status of the licensing process and supervision for portfolio managers and trustees, plus new approach to thresholds for the commercial activity of trustees
Status as of 2 Feb 2024 FINMA Trusts
B-04-43 FINMA Guidance 02/2024 FINMA Guidance 02/2024 : Status of the follow-up documentation process for insurance intermediaries
Status as of 29 Apr 2024 FINMA Insurance
B-04-44 FINMA Guidance 03/2024 FINMA Guidance 03/2024 : Findings from FINMA's cyber risk supervision, clarification of FINMA Guidance 05/2020 and scenario-based cyber risk exercises
Status as of 7 Jun 2024 FINMA
B-04-45 Comm. FINMA 04/2024 Communication FINMA sur la surveillance 04/2024 : Gestion des risques opérationnels des directions de fonds et des gestionnaires de fortune collective
Status as of 12 Jun 2024 FINMA Risk management
B-05-01 Guidelines for Enquiries Regarding the Regulatory Framework for Initial Coin Offerings (ICOs)
Status as of 16 Feb 2018 FINMA Digital finance
B-05-02 Supplement to the Guidelines for Enquiries Regarding the Regulatory Framework for Initial Coin Offerings (ICOs)
Status as of 11 Sep 2019 FINMA Digital finance
B-05-03 Guidelines for FinTech Licence Applications Pursuant to Article 1b of the Banking Act
Status as of 5 May 2023 FINMA Digital finance
B-05-03 Guidelines for FinTech Licence Applications Pursuant to Article 1b of the Banking Act
Status as of 2 Aug 2021 Former version FINMA Digital finance
B-05-03 Guidelines for FinTech Licence Applications Pursuant to Article 1b of the Banking Act
Status as of 3 Dec 2018 Former version FINMA Digital finance
B-05-04 Guidelines for Applications Concerning Licensing as a DLT Trading Facility According to Article 73a ff. of the Financial Market Infrastructure Act
Status as of 2 Aug 2021 FINMA Digital finance
B-05-05 Guide pratique pour les requêtes de reconnaissance d'une autorégulation comme standard minimal
Status as of 20 Dec 2021 FINMA Self-regulation
B-08-03 FINMA Circ. 08/3 Circular 2008/3: Commercial Acceptance of Public Deposits by Non-banks under the Banking Act
Status as of 1 Jul 2019 FINMA
B-08-04 FINMA Circ. 08/4 Circular 2008/04 : Maintenance of Securities Journals by Securities Dealers and Participants
Status as of 1 Jan 2018 Former version FINMA Securities trading
B-08-04 FINMA Circ. 08/4 Circular 2008/04 : Maintenance of Securities Journals by Securities Firms and Participants
Status as of 1 Jan 2020 FINMA Securities trading
B-08-05 FINMA Circ. 08/5 Circular 2008/05: Explanations Regarding the Term "Securities Dealer"
Status as of 12 Aug 2016 Abrogated act FINMA Securities trading
B-08-07 FINMA Circ. 08/7 Circular 2008/07 : Outsourcing of Business Areas within the Banking Sector
Status as of 1 Jan 2013 Abrogated act FINMA Outsourcing
B-08-10 FINMA Circ. 08/10 Circular 2008/10 : Self-regulation Recognised as a Minimum Standard by the Swiss Financial Market Supervisory Authority
Status as of 18 Jul 2018 Abrogated act FINMA
B-08-14 FINMA Circ. 08/14 Circular 2008/14: Supervisory Reporting for Annual and Semi-annual Financial Statements in the Banking Sector
Status as of 1 Jan 2019 Former version FINMA
B-08-14 FINMA Circ. 08/14 Circular 2008/14: Supervisory Reporting for Annual and Semi-annual Financial Statements in the Banking Sector
Status as of 1 Jan 2021 FINMA
B-08-15 Circ.-FINMA 08/15 Circulaire 2008/15 : Les fusions, les scissions, les transformations et les transferts de patrimoine d'assureurs-maladie selon la LAMal dans le domaine des assurances-maladie complémentaires selon la LCA
Status as of 1 Jan 2009 FINMA Insurance
B-08-17 FINMA Circ. 08/17 Circular 2008/17: Exchange of Information Between SROs and FINMA Regarding Affiliations, Exclusions and Withdrawals of Membership of Financial Intermediaries
Status as of 1 Jan 2016 FINMA Money laundering
B-08-19 FINMA Circ. 08/19 Circular 2008/19 : Capital Requirements for Credit Risks at Banks
Status as of 1 Jan 2014 FINMA Credit
B-08-20 Circ.-FINMA 08/20 Circulaire 2008/20 : Exigences de fonds propres relatives aux risques de marché dans le secteur bancaire
Status as of 1 Jan 2020 FINMA Risk management
B-08-20 FINMA Circ. 08/20 Circular 2008/20: Capital Requirements for Market Risks at Banks
Status as of 1 Jan 2014 Former version FINMA Risk management
B-08-21 FINMA Circ. 08/21 Circular 2008/21: Capital Adequacy Requirements and Qualitative Requirements for Operational Risks at Banks
Status as of 1 Jan 2020 FINMA Capital requirements Risk management
B-08-21 FINMA Circ. 08/21 Circular 2008/21: Capital Adequacy Requirements and Qualitative Requirements for Operational Risks at Banks
Status as of 1 Jul 2017 Former version FINMA Risk management
B-08-22 FINMA Circ. 08/22 Circular 2008/22: Disclosure Obligations Regarding Capital Adequacy and Liquidity in the Banking Sector
Status as of 1 Jan 2015 Abrogated act FINMA Risk management
B-08-23 FINMA Circ. 08/23 Circular 2008/23: Concretizations on Risk Diversification for Banks
Status as of 1 Jan 2014 Abrogated act FINMA Risk management
B-08-25 Circ.-FINMA 08/25 Circulaire 2008/25 : Obligation indépendante des entreprises d'assurance de renseigner sur tout fait susceptible de concerner la surveillance
Status as of 1 Jan 2009 FINMA Insurance
B-08-36 Circ.-FINMA 08/36 Circulaire 2008/36 : Comptabilité de la prévoyance professionnelle
Status as of 1 Jan 2009 FINMA Occupational pension funds
B-08-42 Circ.-FINMA 08/42 Circulaire 2008/42 : Provisions techniques dans l'assurance dommages
Status as of 16 May 2017 FINMA Insurance
B-08-43 Circ.-FINMA 08/43 Circulaire 2008/43 : Provisions techniques dans l'assurance sur la vie
Status as of 1 Jan 2016 FINMA Insurance
B-09-01 FINMA Circ. 09/1 Circular 2009/1: Guidelines for the Recognition of Self-regulation in Asset Management as Minimum Standard
Status as of 1 Aug 2016 Abrogated act FINMA Wealth management
B-10-01 FINMA Circ. 10/1 Circular 2010/1: Minimum Standards for Remuneration Schemes of Financial Institutions
Status as of 1 Jul 2017 Former version FINMA Compensation
B-10-01 FINMA Circ. 10/1 Circular 2010/1: Minimum Standards for Remuneration Schemes of Financial Institutions
Status as of 1 Jan 2020 FINMA Compensation
B-10-02 FINMA Circ. 10/2 Circular 2010/2: Repurchase & Reverse Repurchase Transactions and Securities Lending & Borrowing Transactions (Repo/SLB Transactions)
Status as of 1 Jan 2015 Abrogated act FINMA Risk management
B-10-03 Circ.-FINMA 10/3 Circulaire 2010/3 : Assurance complémentaire à l'assurance-maladie sociale et questions particulières de l'assurance-maladie privée
Status as of 1 Jun 2021 FINMA Insurance
B-10-03 Circ.-FINMA 10/3 Circulaire 2010/3 : Assurance complémentaire à l'assurance-maladie sociale et questions particulières de l'assurance-maladie privée
Status as of 1 Jan 2016 Former version FINMA Insurance
B-11-01 Circ.-FINMA 11/1 Circulaire 2011/1 : Précisions concernant l'Ordonnance sur le blanchiment d'argent (OBA)
Status as of 1 Jan 2020 FINMA Money laundering
B-11-01 FINMA Circ. 11/1 Circular 2011/1: Explanations on the Anti-Money Laundering Ordinance (AMLO)
Status as of 1 Jan 2017 Former version FINMA Money laundering
B-11-02 FINMA Circ. 11/2 Circular 2011/2 : Capital Buffer and Capital Planning in the Banking Sector
Status as of 1 Jan 2019 Former version FINMA Capital requirements
B-11-02 FINMA Circ. 11/2 Circular 2011/2 : Capital Buffer and Capital Planning in the Banking Sector
Status as of 1 Jan 2020 FINMA Capital requirements
B-11-02 FINMA Circ. 11/2 Circular 2011/2 : Capital Buffer and Capital Planning in the Banking Sector
Status as of 31 Dec 2019 Former version FINMA Capital requirements
B-11-03 Circ.-FINMA 11/3 Circulaire 2011/3 : Provisions techniques en réassurance
Status as of 1 Jan 2016 FINMA Insurance
B-12-01 FINMA Circ. 12/1 Circular 2012/1: Recognition of External Credit Assessment Institutions (Credit Rating Agencies)
Status as of 1 Jan 2015 FINMA Credit
B-13-01 FINMA Circ. 13/1 Circular 2013/1: Eligible Capital at Banks for Regulatory Purposes
Status as of 1 Jan 2020 FINMA Capital requirements
B-13-01 Circ.-FINMA 13/1 Circulaire 2013/1 : Fonds propres des banques pris en compte selon le droit de la surveillance
Status as of 1 Jan 2019 Former version FINMA Capital requirements
B-13-03 FINMA Circ. 13/3 Circular 2013/3: Auditing
Status as of 1 Jul 2019 Former version FINMA
B-13-03 FINMA Circ. 13/3 Circular 2013/3: Auditing
Status as of 1 Jan 2024 FINMA
B-13-03 FINMA Circ. 13/3 Circular 2013/3: Auditing
Status as of 1 Jan 2021 Former version FINMA
B-13-03 FINMA Circ. 13/3 Circular 2013/3: Auditing
Status as of 1 Jan 2020 Former version FINMA
B-13-03a FINMA Circ. 13/3 Appendices 1-22 to FINMA Circular 2013/3: Auditing
Status as of 1 Jan 2020 Former version FINMA
B-13-03a FINMA Circ. 13/3 Appendices 1-22 to FINMA Circular 2013/3: Auditing
Status as of 1 Jan 2024 FINMA
B-13-03a FINMA Circ. 13/3 Appendices 1-22 to FINMA Circular 2013/3: Auditing
Status as of 1 Jan 2021 Former version FINMA
B-13-05 FINMA Circ. 13/5 Circular 2013/5: Principles for Recording Liquidity Risks and Liquidity Reporting for Insurers
Status as of 1 Jan 2016 FINMA Insurance
B-13-07 Circ.-FINMA 13/7 Circulaire 2013/7 : Limitation des positions internes du groupe pour les banques
Status as of 1 Jan 2020 FINMA Risk management
B-13-07 FINMA Circ. 13/7 Circular 2013/7 : Limitation of Intragroup Positions for Banks
Status as of 1 Jul 2013 Former version FINMA Risk management
B-13-08 FINMA Circ. 13/8 Circular 2013/8: Supervisory Rules on Market Conduct in Securities Trading
Status as of 1 Jan 2021 FINMA Securities trading
B-13-08 FINMA Circ. 13/8 Circular 2013/8 : Supervisory Rules on Market Conduct in Securities Trading
Status as of 12 Aug 2016 Former version FINMA Securities trading
B-13-09 FINMA Circ. 13/9 Circular 2013/9 : Distribution under the Collective Investment Schemes Legislation
Status as of 1 Oct 2013 Abrogated act FINMA Collective investment schemes
B-15-01 FINMA Circ. 15/1 Circular 2015/1 : Accounting Rules for Banks, Securities Dealers, Financial Groups and Conglomerates (ARB)
Status as of 1 Jan 2015 Abrogated act FINMA
B-15-02 FINMA Circ. 15/2 Circular 2015/2 : Qualitative Liquidity Risk Management Requirements and Quantitative Liquidity Requirements
Status as of 1 Jan 2020 Former version FINMA Risk management
B-15-02 FINMA Circ. 15/2 Circular 2015/2: Qualitative Liquidity Risk Management Requirements and Quantitative Liquidity Requirements
Status as of 1 Jan 2021 Former version FINMA Risk management
B-15-02 Circ.-FINMA 15/2 Circulaire 2015/2 : Exigences qualitatives en matière de gestion du risque de liquidité et exigences quantitatives en matière de détention des liquidités
Status as of 8 Mar 2023 FINMA Risk management
B-15-02 FINMA Circ. 15/2 Circular 2015/2 : Qualitative Liquidity Risk Management Requirements and Quantitative Liquidity Requirements
Status as of 1 Jan 2018 Former version FINMA Risk management
B-15-03 FINMA Circ. 15/3 Circular 2015/3: Calculating the Unweighted Capital Ratio (Leverage Ratio) at Banks
Status as of 30 Jun 2018 FINMA Capital requirements
B-16-01 Circ.-FINMA 16/1 Circulaire 2016/1 : Exigences prudentielles de publication
Status as of 1 Jan 2020 Former version FINMA
B-16-01 Circ.-FINMA 16/1 Circulaire 2016/1 : Exigences prudentielles de publication
Status as of 31 Dec 2021 FINMA Sustainable finance
B-16-01 FINMA Circ. 16/1 Circular 2016/1 : Regulatory Disclosure Duties
Status as of 1 Jul 2021 Former version FINMA
B-16-01 FINMA Circ. 16/1 Circular 2016/1 : Regulatory Disclosure Duties
Status as of 1 Jan 2020 Former version FINMA
B-16-01 FINMA Circ. 16/1 Circular 2016/1 : Regulatory Disclosure Duties
Status as of 1 Jan 2019 Former version FINMA
B-16-02 FINMA Circ. 16/2 Circular 2016/2: Principles for the Financial Condition Report
Status as of 1 Jul 2021 FINMA Insurance Sustainable finance
B-16-02 FINMA Circ. 16/2 Circular 2016/2 : Principles for the Financial Condition Report
Status as of 16 May 2017 Former version FINMA Insurance
B-16-02 FINMA Circ. 16/2 Circular 2016/2 : Principles for the Financial Condition Report
Status as of 1 Jan 2020 Former version FINMA Insurance
B-16-03 FINMA Circ. 16/3 Circular 2016/3 : Basic Principles for Conducting an Own Risk and Solvency Assessment (ORSA) and for Reporting to FINMA
Status as of 1 Jan 2019 FINMA Risk management
B-16-04 FINMA Circ. 16/4 Circular 2016/4: Supervision, Organisation, Structure, Intra-group Transactions, and Reporting by Insurance Groups and Conglomerates
Status as of 1 Jan 2016 FINMA Insurance
B-16-05 FINMA Circ. 16/5 Circular 2016/5 : Investments Made for Total Assets and for Tied Assets of Insurance Companies
Status as of 1 Jan 2018 FINMA Insurance
B-16-06 Circ.-FINMA 16/6 Circulaire 2016/6 : Assurance sur la vie
Status as of 1 Jan 2016 Former version FINMA Insurance
B-16-06 Circ.-FINMA 16/6 Circulaire 2016/6 : Assurance sur la vie
Status as of 1 Jan 2020 FINMA Insurance
B-16-07 FINMA Circ. 16/7 Circular 2016/7 : Due Diligence Requirements for Client Onboarding via Digital Channels
Status as of 1 Jan 2020 Former version FINMA Money laundering
B-16-07 FINMA Circ. 16/7 Circular 2016/7: Due Diligence Requirements for Client Onboarding via Digital Channels
Status as of 1 Jun 2021 FINMA Money laundering
B-16-07 FINMA Circ. 16/7 Circular 2016/7 : Due Diligence Requirements for Client Onboarding via Digital Channels
Status as of 1 Aug 2018 Former version FINMA Money laundering
B-17-01 FINMA Circ. 17/1 Circular 2017/1 : Corporate Governance, Risk Management and Internal Controls at Banks
Status as of 31 Dec 2019 Former version FINMA Corporate governance Risk management
B-17-01 FINMA Circ. 17/1 Circular 2017/1 : Corporate Governance, Risk Management and Internal Controls at Banks
Status as of 1 Jan 2020 FINMA Corporate governance Risk management
B-17-01 FINMA Circ. 17/1 Circular 2017/1 : Corporate Governance, Risk Management and Internal Controls at Banks
Status as of 1 Jul 2017 Former version FINMA Corporate governance Risk management
B-17-02 FINMA Circ. 17/2 Circular 2017/2 : Corporate Governance, Risk Management and Internal Control System at Insurers
Status as of 1 Jan 2017 FINMA Insurance Corporate governance Risk management
B-17-03 FINMA Circ. 17/3 Circular 2017/3 : Swiss Solvency Test (SST)
Status as of 1 Jan 2017 FINMA Insurance
B-17-04 Circ.-FINMA 17/4 Circulaire 2017/4 : Exigences posées à l'actuaire responsable
Status as of 1 Jan 2017 FINMA
B-17-05 Circ.-FINMA 17/5 Circulaire 2017/5 : Exigences envers les plans d'exploitation des entreprises d'assurance
Status as of 1 Jan 2017 FINMA Insurance
B-17-06 FINMA Circ. 17/6 Circular 2017/6 : Direct Transmission of Non-public Information to Foreign Authorities and Entities by Supervised Parties
Status as of 1 Jan 2017 Former version FINMA International mutual assistance
B-17-06 FINMA Circ. 17/6 Circular 2017/6 : Direct Transmission of Non-public Information to Foreign Authorities and Entities by Supervised Parties
Status as of 1 Apr 2021 FINMA International mutual assistance
B-17-07 FINMA Circ. 17/7 Circular 2017/7 : Capital Requirements for Credit Risk at Banks
Status as of 24 Dec 2018 Former version FINMA Credit Capital requirements
B-17-07 FINMA Circ. 17/7 Circular 2017/7 : Capital Requirements for Credit Risk at Banks
Status as of 1 Jan 2020 Former version FINMA Credit Capital requirements
B-17-07 FINMA Circ. 17/7 Circular 2017/7 : Capital Requirements for Credit Risk at Banks
Status as of 1 Jan 2021 FINMA Credit Capital requirements
B-17-07 FINMA Circ. 17/7 Circular 2017/7 : Capital Requirements for Credit Risk at Banks
Status as of 1 Jul 2020 Former version FINMA Credit Capital requirements
B-18-01 FINMA Circ. 18/1 FINMA Circular 2018/1 : Duties of Operators of Organised Trading Facilities (OTFs)
Status as of 1 Jan 2018 Former version FINMA Financial market infrastructures Securities trading
B-18-01 FINMA Circ. 18/1 FINMA Circular 2018/1 : Duties of Operators of Organised Trading Facilities (OTFs)
Status as of 1 Jan 2020 FINMA Financial market infrastructures Securities trading
B-18-02 FINMA Circ. 18/2 Circular 2018/2 : Duty to Report Securities Transactions
Status as of 1 Jan 2018 Former version FINMA Securities trading
B-18-02 FINMA Circ. 18/2 Circular 2018/2 : Duty to Report Securities Transactions
Status as of 1 Jan 2020 FINMA Securities trading
B-18-03 FINMA Circ. 18/3 Circular 2018/3 : Outsourcing at Banks and Insurance Companies
Status as of 1 Apr 2018 Former version FINMA Outsourcing
B-18-03 FINMA Circ. 18/3 Circular 2018/3 : Outsourcing at Banks and Insurance Companies
Status as of 1 Jan 2020 Former version FINMA Outsourcing
B-18-03 FINMA Circ. 18/3 Circular 2018/3 : Outsourcing - Banks, Insurance Companies and Selected Financial Institutions Under FinIA
Status as of 1 Jan 2021 FINMA Outsourcing
B-18-04 Circ.-FINMA 18/4 Circulaire 2018/4 : Définition des tarifs d'épargne, de risque et de frais, des valeurs de règlement et des conditions générales d'assurance de la prévoyance professionnelle dans le plan d’exploitation
Status as of 1 Dec 2018 FINMA Occupational pension funds
B-19-01 Circ.-FINMA 19/1 Circulaire 2019/1 : Prescriptions en matière de répartition des risques pour les banques
Status as of 1 Jan 2020 FINMA Risk management
B-19-01 FINMA Circ. 19/1 Circular 2019/1 : Risk Diversification Rules for Banks
Status as of 1 Jan 2019 Former version FINMA Risk management
B-19-01 FINMA Circ. 19/1 Circular 2019/1 : Risk Diversification Rules for Banks
Status as of 31 Dec 2019 Former version FINMA Risk management
B-19-02 Circ.-FINMA 19/2 Circulaire 2019/2 : Mesure, gestion, surveillance et contrôle des risques de taux d'intérêt dans le portefeuille de la banque
Status as of 1 Jan 2020 FINMA Risk management
B-19-02 FINMA Circ. 19/2 Circular 2019/2 : Measurement, Management, Monitoring and Control of Interest Rate Risks in the Banking Book
Status as of 1 Jan 2019 Former version FINMA Risk management
B-20-01 FINMA Circ. 20/1 Circular 2020/1 : Accounting Rules for Banks, Investment Firms, Financial Groups and Conglomerates
Status as of 1 Jan 2020 Former version FINMA Risk management
B-20-01 FINMA Circ. 20/1 Circular 2020/1 : Accounting Rules for Banks, Investment Firms, Financial Groups and Conglomerates
Status as of 1 Jan 2021 FINMA Risk management
B-23-01 FINMA Circ. 23/1 Circular 2023/1 : Managing Operational Risks and Ensuring Operational Resilience
Status as of 1 Jan 2024 FINMA Risk management
D-03-10 Memorandum of Understanding zur Koordination und zum Informationsaustausch zwischen der Eidgenössischen Finanzmarktaufsicht FINMA und der Einlagensicherung der Banken und Effektenhändler (esisuisse)
Status as of 14 Feb 2014 esisuisse, FINMA Deposit guarantee

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Do accounts opened with a Swiss bank by a foreign insurance institution (in order to deposit the premium paid by each of its policyholders) benefit from the privileged treatment of deposits? In ruling 5A_362/2023 of September 28, 2023, the Swiss Federal Supreme Court answered in the negative. The facts are as follows. A Luxembourg insurance institution offers life insurance contracts. For each policy taken out, the insurance company opens an individual account with a bank to deposit the premium paid[...]
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